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Showing 701 - 710 of 1670 results for "Register"

Advice associations slammed

JAMIE WILLIAMSON  |  THURSDAY, 3 OCT 2019
... advocacy is a key reason for the adviser exodus already seen this year. Rainmaker analysis of the ASIC Financial Adviser Register shows there is now 25,522 active advisers in Australia as of today. At its peak, in January this year, there were 28,863. ...

Undisclosed additional lending must stop

KRISTI CHENG  |  THURSDAY, 26 SEP 2019
... escrow, so that in the event of a default of the borrower, those securities come out of escrow and become they seek to then register them. However, if they register them at that point in time, it's questionable whether or not a receiver or an administrator ...

Evidence of "pay to play" in US pension consulting

KANIKA SOOD  |  WEDNESDAY, 25 SEP 2019
Top staff at investment advisory firms may have used political contributions to win mandates from public pension funds in the United States until 2011, a new research paper found. Pay to Play in Investment Management, a paper published by William Beggs ...

Adviser cops three-year ban

KANIKA SOOD  |  WEDNESDAY, 25 SEP 2019
... broking and finance. He is also a member of the Association of Financial Advisers, according to ASIC's Financial Adviser Register. He started as a financial adviser in 2012 and worked for a number of licensees, including Spring Financial Group for three ...

Equity Trustees confirms international strategy

ELIZABETH MCARTHUR  |  FRIDAY, 13 SEP 2019
Equity Trustees' London-based fund services business has been appointed authorised corporate director for the $88 billion River and Mercantile Funds. Equity Trustees' function as authorised corporate director means it will perform oversight for funds ...

Vote in the FS Power50 now

JAMIE WILLIAMSON  |  THURSDAY, 5 SEP 2019
... designed to promote the value of financial advice. Only financial advisers registered on ASIC's Financial Adviser Register as licensed to provide personal financial advice are qualified to proceed to the voting round. This means any nominations for ...

Discounted LIC fund opens to all

HARRISON WORLEY  |  WEDNESDAY, 4 SEP 2019
Affluence Funds Management has opened its LIC fund, which has until now only been open to high net worth sector, to all investors. The fund is now available to all investors in Australia and New Zealand, allowing more people to invest in a suite of ...

Government extends FASEA deadlines

KARREN VERGARA, JAMIE WILLIAMSON  |  FRIDAY, 30 AUG 2019
... Superannuation and Financial Technology Jane Hume announced new requirements for advisers registered on the Financial Adviser Register as of 1 January 2019. These advisers have been given an additional year - by 1 January 2022 - to complete the FASEA-approved ...

No extension to FASEA deadline

JAMIE WILLIAMSON  |  WEDNESDAY, 28 AUG 2019
... applying to study courses relevant for financial advisers. However, recent Rainmaker analysis of the ASIC Financial Adviser Register shows close to 3000 authorised representatives have exited the industry this calendar year to date alone. Asked by Financial ...

ASIC bans financial adviser

KRISTI CHENG  |  WEDNESDAY, 28 AUG 2019
... standards across the financial services industry. It will be recorded on ASIC's publicly available Financial Advisers Register and the Banned and Disqualified Persons Register. Goudie has the right to appeal to the Administrative Appeals Tribunal ...