Newspaper icon
The latest issue of Financial Standard now available as an e-newspaper
READ NOW

Search Results

Showing 671 - 680 of 940 results for "AFSL"

AdviceIQ appoints former Premium Wealth CEO

KERRIE SYDEE  |  TUESDAY, 18 OCT 2016
... and the emerging challenges and opportunities in the world of advice will be invaluable." "AdviceIQ is a unique boutique AFSL, with a small and select group of exceptional practices and I look forward to working with them. Whilst we do have plans for ...

AdviserLogic appoints director for hybrid role

KERRIE SYDEE  |  TUESDAY, 11 OCT 2016
AdviserLogic has appointed a new non-executive director who will also contribute to the company's strategic partnership opportunities. Paul Harding-Davis will join the company as a non-executive director and will also actively contribute to sourcing ...

Clock ticks for institutional advice licensees

DARREN SNYDER  |  WEDNESDAY, 28 SEP 2016
... This will mean advisers caught up in the moves will be left no choice but to move to a salaried model within an internal AFSL of that institution or find a new home with a quality AFSL if they want to remain non-aligned. Bristow hinted the door remains ...

Advisory firm has licence cancelled

MARK SMITH  |  MONDAY, 19 SEP 2016
... its financial services licence cancelled by ASIC for failing to lodge financial statements and auditor reports. Allegianz's AFSL was suspended for six months in March 2016 after the company failed to lodge financial statements and auditor reports. Since ...

ASIC hands down permanent and four year bans

KERRIE SYDEE  |  FRIDAY, 16 SEP 2016
... However, neither Capital Alternatives, Velvet Assets nor Woodcock were holders of Australian financial services licenses (AFSL) and were also not authorized representatives of a licensee. Following an investigation ASIC found: A number of the alternative ...

Infocus sets sights on culture

KERRIE SYDEE  |  FRIDAY, 9 SEP 2016
... titled 'Building a High Performing Advice Business' has seen more than 100 advisers licensed through the Infocus and Patron AFSL attend and was developed in response to adviser demand from within and outside the Infocus Group. Structured over a 12 month ...

ASIC cancels AFSL, bans responsible managers

DARREN SNYDER  |  FRIDAY, 9 SEP 2016
ASIC recently cancelled the Australian financial services licence of Brisbane-based education and training business, The Sharemarket College. ASIC said the Sharemarket College failed to comply with a number of its obligations as a financial services ...

Fears of increased compliance costs misguided

JAMIE WILLIAMSON  |  THURSDAY, 8 SEP 2016
... Licence, whereas an enterprise digital advice platform is designed for use by financial institutions that already have an AFSL and already have the customers they want to help." "When it comes to compliance requirements, there's a lot more involved than ...

Former Westpac exec joins YBR

JAMIE WILLIAMSON  |  TUESDAY, 6 SEP 2016
... directly in to me, responsible for the end to end business of wealth management. This includes primary responsibility for our AFSL and the general advice and personal advice offers we have within the business," YBR executive chairman Mark Bouris said. ...

Class partners with new fintech

JAMIE WILLIAMSON  |  THURSDAY, 25 AUG 2016
... provide accountants with advice technology following the implementation of regulation requiring them to obtain a 'limited' AFSL to continue advising on SMSFs.