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| | | ... small companies such as those found in the S&P/ASX Small Ordinaries," Neiron said. "The international opportunity is 20 times bigger with approximately 4000 listed international small companies making up the benchmark, MSCI World ex Australia Small Cap ... |
| | | | ... duration of the breaches ASIC is seeking a civil penalty. CommSec has appeared before the Markets Disciplinary Panel seven times since 2012, receiving fines total more than $1 million. Both CommSec and AUSIEX are fully owned by the Commonwealth Bank ... |
| | | | ... the activities of daily living (ADL) definition. The fund acknowledged that the ADL test has come under scrutiny in recent times by both regulators, consumer groups and the wider financial services industry. "ADL TPD definitions are often very restrictive ... |
| | | | ... equity markets dropped. It didn't happen overnight, but it happened once more in 2019. After lifting the fed funds rate four times in 2018 and preparing the markets in September of that year for a further three more quarter-point increases in 2019, the ... |
| | | | ... our partners, financial institutions, to truly scale their advice propositions," Donohoe said. "With rapid implementation times and great user experiences, the Ignition Advice platform provides the flexibility demanded by financial institutions." The ... |
| | | | ... February 2019. In just two years before the bank finally turned them of, about 5787 NAB customers were mischarged 195,305 times to the tune of $365,454 in total. NAB first identified the mischarging of PP fees in October 2016 when ASIC put out a statement ... |
| | | | ... instrumental to AvSuper's continual expansion of services to our members, and in steering us through the challenging times of the GFC, COVID-19 and the significant regulatory change that has occurred over the past decade." Sykes will commence in ... |
| | | | ... based in Sydney. "Greater demand is being seen by this segment for more selective exposure and risk management amidst these times of accelerated change and unprecedent volatility," Ross said. "Our key focus is to ensure wholesale and family office clients ... |
| | | | ... FASEA exam since June 2019. "Registering for March will enable candidates the opportunity to sit the exam a further two times if necessary to pass the exam before the end of the transition period on 31 December 2021. FASEA encourages advisers to register," ... |
| | | | ... on banking dividends by regulators. Banks accounted for one third of global dividend reductions by value, more than three times as much as oil producers, the second worst-hit sector. Globally, dividend cuts and cancellations reached US$220 billion ($285bn). ... |
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