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Showing 601 - 610 of 4452 results for "October"

Link Group sells Funds Solutions, settles with FCA

CASSANDRA BALDINI  |  THURSDAY, 20 APR 2023
... Luxembourg and Swiss entities. The FCA has signalled it will support the sale, Link said, which is expected to complete in October. Link has also reached a settlement with the FCA over its involvement in the Woodford collapse, saying the total amount ...

Budget all about responsible economic management: Chalmers

CASSANDRA BALDINI  |  FRIDAY, 14 APR 2023
... he said. "Also, trimming spending where we think that we can get better value for money elsewhere. We did that in the October budget, and we'll be doing it again in May." When pushed further, Chalmers reinforced that Labor does take the IMF's advice ...

Former Shaw and Partners adviser banned

JAMIE WILLIAMSON  |  THURSDAY, 13 APR 2023
... was ceased in February 2022. In all, he had been an adviser for about 20 years. Prior to joining Shaw and Partners in October 2013, he was with Bell Potter Securities for close to 12 years. Ridgway can challenge the ban via the Administrative Appeals ...

Retail super fund pulls the plug

ANDREW MCKEAN  |  WEDNESDAY, 29 MAR 2023
... Following the decision to transfer Aracon Super Fund's divisions, the Oracle Superannuation Plan moved to HUB24 Super in October 2022, and the ARA Retirement Fund was transferred in December 2022. Xplore Super and Pension, is also slated to join ...

ASIC investigates CHESS replacement blunder

KARREN VERGARA  |  WEDNESDAY, 29 MAR 2023
... 12DB, ASIC wants to find out if misleading or deceptive conduct or misleading representations existed between period 28 October 2020 to 28 March 2022. "ASX takes its obligations very seriously and will cooperate fully with ASIC," the exchange said in ...

ASIC revisits IDPS sunsetting orders

ANDREW MCKEAN  |  TUESDAY, 28 MAR 2023
... and ensure a segregated portfolio is maintained for each client's assets. These orders are set to expire ('sunset') on October 1, unless they are remade. ASIC believes these class orders are operating effectively and efficiently and remain a vital part ...

ASIC consults on sunsetting class orders

JAMIE WILLIAMSON  |  TUESDAY, 21 MAR 2023
... entity ; and Class Order [CO 13/656] Equality of treatment impacting on the acquisition of interests are due to sunset on October 1. Class Order [CO 13/519] modifies the requirements for members to initiate a change of RE of a listed scheme. It clarifies ...

New relief for reissued life policies

KARREN VERGARA  |  MONDAY, 20 MAR 2023
... reissued. The conditional relief pertains to Design and Distribution Obligations for financial products issued before 5 October 2021 (when the DDO came into effect), except where the policy is reissued to correct an administrative error or reinstate ...

Advice group chief fakes exam result, banned

JAMIE WILLIAMSON  |  THURSDAY, 16 MAR 2023
... who were listed as current financial advisers on the FAR despite not having passed the FA Exam by 1 January 2022 (or 1 October 2022 where the financial adviser qualified for the extension)," ASIC said. "As a result of this proactive review, the relevant ...

CALI hires policy director from FPA

KARREN VERGARA  |  TUESDAY, 14 MAR 2023
... reputation as the head of the Royal Commission between 2018 and 2021. CALI launched in late 2022, appointing Cupitt in October to take the reins of the fledgling organisation, which aims to be the progressive voice for life insurance in Australia. Cupitt ...