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Showing 41 - 50 of 9304 results for "Financial services"

Macquarie fined $25m over 400 fake trades

MATTHEW WAI  |  WEDNESDAY, 27 NOV 2024
... trades did not have any effect on the market. In relation to the incident, the FCA has banned Klein from the financial services industry; he would have been subjected to a fine if his application for serious financial hardship had not been successful. ...

ASIC flags regulatory guide updates for 2025

ELIZA BAVIN  |  TUESDAY, 26 NOV 2024
... obligations) Regulatory Guide 181 Licensing: Managing conflicts of interest Regulatory Guide 183 Approval of financial services codes of conduct, and Regulatory Guide 234 Advertising financial products and services (including credit): Good practice guidance. ...

Bravura flags growth plans with leadership appointments

MATTHEW WAI  |  TUESDAY, 26 NOV 2024
... head of product management and marketing. Knowles brings over two decades of experience, primarily focused on financial services technology; he enjoyed a 13-year stint at Iress in various production capabilities in the past, including chief product officer ...

Adviser suspended over wrongful use of ROAs

JAMIE WILLIAMSON  |  MONDAY, 25 NOV 2024
... required. Ian Reid, the principal adviser at Temora's A&B Financial Planning, was suspended for three months by the Financial Services and Credit Panel after he was found to have issued Records of Advice (ROAs) that relied on SOAs that were up to seven ...

Bell Financial takes lead on SelfWealth takeover

KARREN VERGARA  |  MONDAY, 25 NOV 2024
... which BFG raised its bid price to 25 cents per SelfWealth security. BFG muscled in on rival bidder AxiCorp Financial Services' offer of 23 cents per share. The revised offer puts a 108% premium to the last close share price of SelfWealth of 12 cents ...

More guidance crucial for aged care transitions: AMP

MATTHEW WAI  |  MONDAY, 25 NOV 2024
... and most expect it to significantly diminish their wealth, as AMP calls for more support from government and financial services. New research from AMP shows most older Australians are concerned about transitioning to aged care and 75% are worried doing ...

Newmark Capital elevates distribution capabilities

MATTHEW WAI  |  FRIDAY, 22 NOV 2024
... for intermediaries, family offices, wholesale investors and more. He brings more than 30 years' experience in financial services to the fold. Early on in his career, Wares focused on the ultra-high-net-worth space through roles at BT Funds Management ...

Coalition urges super funds to push for QAR reforms

ELIZA BAVIN  |  THURSDAY, 21 NOV 2024
The shadow minister for financial services Luke Howarth has called on attendees to the ASFA conference to put pressure on the Albanese government to legislate reforms from the Quality of Advice Review (QAR). "Sadly, the Labor government has been slow ...

JANA snags Ignition Advice executive

MATTHEW WAI  |  THURSDAY, 21 NOV 2024
... Advice's development of a low-code digital advice platform for global clients. He brings over 30 years of digital financial services experience having worked in senior capacities at BT Investment Management, BlackRock, and Macquarie Group. Before ...

Fiducian names general manager, superannuation

JAMIE WILLIAMSON  |  TUESDAY, 19 NOV 2024
... role yesterday, replacing Ross Martin who is due to retire. Green brings more than 35 years' experience in financial services, most recently as head of account management for superannuation at NAB Asset Servicing. He held that role for over five years. ...