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Showing 41 - 50 of 56 results for "Corporate Authorised Representative"

Simple Fund 360 picks up AdviserLogic

HARRISON WORLEY  |  THURSDAY, 5 JUL 2018
AdviserLogic clients are now available to use Simple Fund 360, after the software provider integrated with the BGL platform. The SMSF software provider added in a release that AdviserLogic used the free BGL application programming interface (API) to ...

Best interest duty failures lead to EU

JAMIE WILLIAMSON  |  MONDAY, 19 FEB 2018
... of five years. He is also unable to be a director of a financial services company that is a corporate authorised representative of an AFS licensee; or apply for an AFSL. Orth will also make a $400,000 donation to Financial Literacy Australia.

Spring FG to join dealer group ranks

JAMIE WILLIAMSON  |  MONDAY, 28 AUG 2017
... industry," Cullen said. Supporting the move, Spring FG appointed Financial Choice as its first corporate authorised representative. Initially, Spring FG intended on acquiring Financial Choice - something the firm said will still be reconsidered in future. ...

ASIC links previously banned adviser to court proceedings

EMMA RAPAPORT  |  WEDNESDAY, 16 AUG 2017
... and superannuation products. WRM has also authorised advisers, generally employed by WRM's corporate authorised representative Yes FP, to provide personal financial advice to retail clients referred to them by Yes FS, via the website yesfs.com.au. The ...

Singapore fintech shutters Australian business

ALEX BURKE  |  FRIDAY, 7 APR 2017
... regulatory changes - particularly those concerning crowdfunding. As a result of this decision, its Corporate Authorised Representative Agreement with Melbourne Securities Corporation has been terminated. CoAssets co-founder and chief executive Getty ...

Adviser contravenes FoFA obligations

EMMA RAPAPORT  |  MONDAY, 20 MAR 2017
... insurance and superannuation products. WRM authorises advisers, generally employed by WRM's corporate authorised representative Yes FP, who provide personal financial advice to retail clients referred to them by Yes FS, via the website yesfs.com.au. ...

Liftoff imminent at Spaceship

EMMA RAPAPORT  |  TUESDAY, 14 MAR 2017
... offering. Issued through the Tidswell Master Superannuation Plan, Spaceship whose promoter is a corporate authorised representative of Grosvenor Pirie Management, will offer members with a strong appetite for growth - a single, high-risk investment product ...

ASIC accepts EU from My Adviser

KERRIE SYDEE  |  WEDNESDAY, 24 AUG 2016
... Financial (collectively Arion). Arion was a Gold Coast financial advice business and was a corporate authorised representative of My Adviser from August 2012 to September 2014. The ASIC investigation uncovered a number of instances of poor and unauthorised ...

National dealer group adds two advice firms

DARREN SNYDER  |  TUESDAY, 14 JUN 2016
... JosA(C) Pais brings a high level of expertise and knowledge from previous roles at Suncorp as a corporate authorised representative, and at Westpac as a corporate financial planner. Pais said he chose Elders over other dealer groups "because they were ...

ASIC bans SMSF adviser

ALEX BURKE  |  MONDAY, 9 NOV 2015
... director of and shareholder in Colisa, which traded as Anmar Financial Consultants and was a corporate authorised representative of Ballast Financial Management. Ballast terminated Pearson's authorised representative status in October 2013. Explaining ...