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Showing 551 - 560 of 7031 results for "December"

Charges brought against ASX pump and dump group

JAMIE WILLIAMSON  |  TUESDAY, 23 JUL 2024
... inflate stock prices before selling them. They were referred to the Commonwealth Director of Public Prosecutions by ASIC in December 2022. ASIC alleges they formed a private group on messaging service Telegram to discuss and select penny stocks that ...

OnePath Custodians fined $11m for MySuper failures

JAMIE WILLIAMSON  |  MONDAY, 22 JUL 2024
... where no directions were given in relation to the contributions." This was from mid-2022. The issue was first raised in December 2021. Then, in November 2022, additional licence conditions were placed on OnePath and other Insignia Financial super funds ...

Boutique ESG fund manager folds

KARREN VERGARA  |  FRIDAY, 19 JUL 2024
... Funds SA also had a mandate with Ethical Partners to manage a portion of its Australian equities portfolio at the end of December. Ethical Partners is also listed as one of NGS Super's fund managers and had a mandate with Crestone Wealth Management. ...

DNR Capital introduces new global equity fund manager

ANDREW MCKEAN  |  THURSDAY, 18 JUL 2024
... compliance, marketing, distribution, and investment administration. The fund has returned 9.53% since its inception in December 2023. It has outperformed the MSCI World SMID Total Return Index by 1.42%. Tura Capital portfolio manager Brad Partridge explained ...

Group insurance cheaper by 25%: Rainmaker

KARREN VERGARA  |  MONDAY, 15 JUL 2024
... comprise a large chunk of Australian Financial Complaints Authority (AFCA) life insurance complaints. Between June and December 2023, some 247 individuals complained about group insurance-specific issues, comprising 37.4% of complaints for the period. ...

Bitcoin ETF price war: VanEck, Monochrome cut costs

ANDREW MCKEAN  |  FRIDAY, 12 JUL 2024
... this week that it would waive its management fee for investors who apply in-specie to its Bitcoin ETF (CBOE: IBTC) until December 31. However, to be eligible, investors must invest the minimum in-specie amount of $500,0000 equivalent in Bitcoin. Monochrome ...

Adviser permanently banned for faking qualifications

JAMIE WILLIAMSON  |  TUESDAY, 9 JUL 2024
... met the education requirements when he provided them with personal advice. Vee worked with Cojag from October 2021 to December 2021 and then again between March 2022 and March 2023, however the ASIC Financial Adviser Register (ASIC FAR) was updated to ...

The investment managers winning the biggest mandates

ANDREW MCKEAN  |  TUESDAY, 9 JUL 2024
... year. Rainmaker Information research also showed that equities mandates increased their share considerably from 36% as of December 2023 to 44% in March 2024. Rainmaker said this quarter resets the trend and shows a tilt towards Australian equities mandates ...

Sequoia professional services lead exits, restructures business

KARREN VERGARA  |  THURSDAY, 4 JUL 2024
... part of an executive and structural shake-up. Brent Jones was appointed as head of Sequoia's professional services in December 2017. Jones, together with his father Anthony "Tony" Jones and their companies, owned large amounts of shares in Sequoia and ...

ASIC takes action against Guildfords FM, director

KARREN VERGARA  |  FRIDAY, 28 JUN 2024
... to specifications to minimise the impact on Guildfords' current clients. This means the licence continues until 30 December 2024 for the purpose of Guildfords providing services that are reasonably necessary for or incidental to the day-to-day operation ...