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Showing 461 - 470 of 3748 results for "Operations"

AFSLs undertake more reviews, lack risk documentation

KARREN VERGARA  |  TUESDAY, 18 JUN 2024
... Nethercote's 2024 Compliance Trends Survey reveals AFSLs are frequently conducting more internal reviews of their operations of one or two per year. External reviews, however, are less frequent as close to 20% of licensees do not commission any external ...

Most advisers satisfied with success: Research

KARREN VERGARA  |  TUESDAY, 18 JUN 2024
... something entirely different for a $400,000 turnover firm compared to one with $4 million in turnover," the Advice Operations Research Report 2024 read. "Moreover, the journey of business growth often involves phases of intense activity followed by hiring ...

Will ASIC use AI for advice compliance monitoring?

ANDREW MCKEAN  |  MONDAY, 17 JUN 2024
... further impacted by emerging AI applications. "Many advisers are now using natural language AI in their day-to-day operations. Within the advice process, AI can also be used to record minutes of meetings and in the creation of fact find information and ...

Vale Garry Wyatt

KARREN VERGARA  |  MONDAY, 17 JUN 2024
... Insync said. "He will be sadly missed and has left a lasting legacy for the successful continuation of Insync's operations in the hands of new team members." Insync head of strategy and distribution Grant Pearson wrote on LinkedIn that Wyatt was ...

APRA updates industry on operational resilience guidance

ELIZA BAVIN  |  FRIDAY, 14 JUN 2024
... finalised in July last year and takes effect from 1 July 2025. APRA reconfirmed its focus on the resilience of critical operations and uplift in third-party risk management, while also announcing a range of changes to the new guidance. As part of the ...

ECB drops interest rates to 3.75%

KARREN VERGARA  |  FRIDAY, 7 JUN 2024
... monetary policy restriction after nine months of holding rates steady". From June 12, interest rates on refinancing operations, marginal lending facility, and deposit facility will be decreased to 4.25%, 4.50%, and 3.75% respectively. This is off the ...

GSFM and Tribeca part ways after 16 years

ELIZA BAVIN  |  MONDAY, 3 JUN 2024
... wholesale, and family office investors. Tribeca chief executive Adam Lavis said Tribeca will bring its fundraising operations in-house and will continue to manage a suite of specialist strategies across equities, credit, global natural resources, and ...

APRA warns entities on adequacy of backup systems

JAMIE WILLIAMSON  |  MONDAY, 3 JUN 2024
... backups. It warned companies should ensure the backup coverage is sufficient to enable the recovery of critical business operations, as well as technical capability to recover systems and data. "APRA expects regulated entities to review their backup ...

APRA hits Mercer with additional licence conditions

ELIZA BAVIN  |  TUESDAY, 28 MAY 2024
... significant growth in recent years, in terms of membership size and assets. It is important that, when preparing to scale up operations, the trustee has the appropriate level of controls in place to ensure frameworks and systems continue to serve the ...

Lendlease ditches overseas construction

KARREN VERGARA  |  MONDAY, 27 MAY 2024
Lendlease will abandon its international construction operations as part of a broader restructure that will make nearly 3000 workers redundant over the next 18 months. The ASX-listed firm today announced it will solely focus on its development and construction ...