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Showing 21 - 30 of 280 results for "Pty Ltd."

OTC derivatives provider loses licence, executives banned

CASSANDRA BALDINI  |  THURSDAY, 14 JUL 2022
Over-the-counter derivatives provider Sirius Financial Markets Pty Ltd has surrendered its AFSL and its former executives Jonathan Schneider and Oskar Pecyna have both been banned for eight years. ASIC reported that Sirius Financial, trading as Trade360 ...

Subjects of Royal Commission case study found guilty in court

CHLOE WALKER  |  MONDAY, 11 JUL 2022
The Federal Court has found that Select AFSL (Select), BlueInc Services Pty Ltd (BlueInc) and Insurance Marketing Service Pty Ltd (IMS) engaged in unconscionable conduct when selling insurance products. The Court also found Russell Howden, the managing ...

ASIC bans Melbourne adviser

CHLOE WALKER  |  FRIDAY, 1 JUL 2022
... The consulting practice, owned and operated by Ruthenberg, was an authorised representative of The FinancialLink Group Pty Ltd (TFLG) at the time of the alleged misconduct. In August last year, Ruthenberg lodged an application for review of ASIC's decision ...

ASIC freezes assets of unlicensed property mogul

CASSANDRA BALDINI  |  WEDNESDAY, 8 JUN 2022
The corporate regulator obtained interim orders from the Federal Court to freeze the assets of Sasha Hopkins and two of his companies, alleging he was misleading clients and running a financial service business without a licence. ASIC alleges that Hopkins ...

ASIC succeeds in application to liquidate Ascent

CASSANDRA BALDINI  |  MONDAY, 6 JUN 2022
ASIC has succeeded in its application to liquidate Ascent Investment and Coaching Pty Ltd after suspecting it was operating without a licence and falsified financial records. ASIC made an application to the Federal Court in March to wind up Ascent and ...

Bendigo and Adelaide Bank establishes new super trustee

ANDREW MCKEAN  |  MONDAY, 9 MAY 2022
... Hoare as an executive officer. On why the restructuring happened, a Bendigo spokesperson said: "Bendigo Superannuation Pty Ltd (BSPL) has been established in order to comply with a legislative change that requires trustees of a registerable superannuation ...

Mayfair sues Mission Beach lender

ELIZABETH MCARTHUR  |  THURSDAY, 14 APR 2022
Mayfair 101 and its founder James Mawhinney are now suing the financier that allowed the company to purchase property in Mission Beach. Mayfair 101 obtained bridging finance, to purchase the Mission Beach property, from Napla between late 2019 and early ...

Mawhinney appeals 20-year ban

ELIZABETH MCARTHUR  |  MONDAY, 11 APR 2022
Mayfair 101 founder James Mawhinney has launched an appeal against his 20-year ban from financial services. Mawhinney is also appealing a $30 million penalty handed down in the Federal Court to Mayfair 101 for misleading advertising. "The events of ...

Warakirri acquires stone fruit orchards

JAMIE WILLIAMSON  |  TUESDAY, 5 APR 2022
Warakirri's Farmland Fund has made two foundation investments in orchards in Goulburn Valley and Cobram. The investments are part of a stone fruit category strategy with W. F. Montague Pty Ltd and will see the fund become one of the largest owners of ...

Sequoia makes three appointments

ELIZABETH MCARTHUR  |  TUESDAY, 15 FEB 2022
... utilise scale to drive down the cost of providing advice and the recent acquisition and incorporation of Docscentre Legal Pty Ltd (previously known as Topdocs Legal Pty Ltd) is a high-profile confirmation of Sequoia's commitment to enhancing its adviser ...