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Showing 381 - 390 of 2809 results for "Advisory"

AFCA caps Dixon claimants at 2773

KARREN VERGARA  |  FRIDAY, 12 JUL 2024
Total compensation for Dixon Advisory victims has reached $338.6 million as the Australian Financial Complaints Authority (AFCA) caps the total number of complainants at 2773. The Financial Advice Association Australia (FAAA) calculates that the financial ...

Regulation, profitability top adviser worries: BT

KARREN VERGARA  |  TUESDAY, 9 JUL 2024
... business models, while a similar number believe the changes will make advice more accessible to consumers. Provident Advisory managing director and principal adviser Bruce Gorry said the CSLR is the biggest issue in the advice profession at present. ...

Advisers encouraged to embrace AI

ELIZA BAVIN  |  TUESDAY, 9 JUL 2024
... customer service (34%), modelling (33%), analytics (30%), and practice management (29%). "AI is transforming the financial advisory landscape by automating routine tasks and providing deeper insights through data analytics," Investment Trends associate ...

AWAG invests in advice firm, adds to network

KARREN VERGARA  |  MONDAY, 8 JUL 2024
... Private Wealth, which is based in Kew, Victoria, as an authorised representative of CHPW Financial, its wealth management advisory services business. Along with CHPW Financial, AWAG operates an investment management unit Armytage Private. It has a 5% ...

Federation AM invests in Astris Advisory

KARREN VERGARA  |  WEDNESDAY, 3 JUL 2024
Federation Asset Management has taken a stake in Japanese financial services firm Astris Advisory Japan K.K. for an undisclosed amount. The Tokyo-based advisory firm helps connect Japanese corporates with the international investment community and vice ...

GigSuper goes into liquidation

KARREN VERGARA  |  MONDAY, 1 JUL 2024
... whose Australian operations collapsed in 2022. In late 2021, GigSuper went into voluntary administration and appointed DW Advisory with the task of helping the troubled super fund. GigSuper had less than 200 members and $2.8 million in assets. Diversa ...

ASIC takes action against Guildfords FM, director

KARREN VERGARA  |  FRIDAY, 28 JUN 2024
... systemic failures of oversight and compliance" upon investigating Guildfords, which had an AFS Licence (AFSL) to provide advisory and dealing services with respect to managed investment schemes and securities, as well as custodial and depository services ...

Clime completes Madison Financial sale

ELIZA BAVIN  |  FRIDAY, 28 JUN 2024
... arrangements (such as SIV visas) with partners in Hong Kong and mainland China. "Mr. Baragwanath's proven strategic advisory skills, and experience in financial product distribution will be an important contributor to the Clime board as we execute ...

ASIC freezes assets of Melbourne based licensee

ELIZA BAVIN  |  THURSDAY, 27 JUN 2024
... Australian financial services license since 18 August 2017. The company described itself as an investment and financial advisory firm specialising in the provision of personal financial and investment advice to private investors. Global Capital Property ...

Citi Australia appoints debt capital markets lead

KARREN VERGARA  |  MONDAY, 24 JUN 2024
... replaces Ollie Williams who left the firm to return to New Zealand. He will report to the head of capital markets and advisory in Australia Alex Cartel. David said: "I am excited to be returning to Australia to lead the Debt Capital Markets business. ...