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Showing 321 - 330 of 461 results for "Investment Services"

ASIC presses on with Westpoint compensation

ASIC RELEASE  |  MONDAY, 30 NOV 2009
... the third settlement ASIC has reached following settlements with Masu Financial Management and Professional Investment Services Pty. ASIC commenced proceedings against Bongiorno Financial Advisors (Aust) in December 2007 and against Bongiorno Financial ...

Howes appointed CEO of IAA

COMPANY RELEASE  |  THURSDAY, 19 NOV 2009
... including director, superannuation and retirement products, head of education and head of adviser sales, corporate investment services (corporate super). Howes has been actively involved with the Institute for nearly a decade with a particular focus ...

State Street wins $2.2bn Canadian mandate

COMPANY RELEASE  |  MONDAY, 16 NOV 2009
... State Street has been appointed by the Canadian-based $2.2 billion Saskatchewan Teachers Federation to provide investment services to the pension plan. The deal means State Street will provide custody, fund accounting and securities lending to Canadian ...

PIS to pay $5.9m to Westpoint investors

ASIC RELEASE  |  MONDAY, 2 NOV 2009
... investors based upon the total capital that they had invested. Under the terms of the settlement, Professional Investment Services (PIS) has until 30 November to pay the settlement. This will result in the affected PIS clients receiving 62.5 per cent ...

Macquarie buys Canadian dealer

RUTH LIEW  |  TUESDAY, 27 OCT 2009
... press statement from Macquarie. Blackmont currently has more than 130 advisers and offers a full range of investment services to retail clients, including custom solutions ranging from equities and fixed income to estate and insurance. The firm also ...

FIIG hires ex-Goldman Sachs exec

COMPANY RELEASE  |  WEDNESDAY, 14 OCT 2009
... comes as FIIG expands its sales and marketing capability in response to increased demand for its fixed-income investment services from investors, noted a press statement from the firm. FIIG recently launched the first planner services unit in Australia ...

State Street wins QIC mandate

COMPANY RELEASE  |  THURSDAY, 24 SEP 2009
State Street has won a mandate from QIC to provide investment services for the Queensland fund manager's new Irish-domiciled qualified investment fund (QIF). State Street will provide custody, fund administration and performance and analytics services ...

Ripoll to headline AFA conference

... Network; Jim Minto, managing director of Tower Australia; and Robbie Bennetts, chief executive of Professional Investment Services. More than 450 advisers are expected to attend this year's conference, which includes an awards ceremony recognising the ...

PIS in Westpoint compensation deal

ASIC RELEASE  |  TUESDAY, 15 SEP 2009
Professional Investment Services has reached an agreement with ASIC to settle a class action brought by the corporate watchdog in relation to failed Westpoint investments. The proceeding concerns a claim for compensation relating to financial advice ...

Protection without commission: JB Global

RUTH LIEW  |  FRIDAY, 4 SEP 2009
Boutique capital protection specialist JB Global Investment Services has taken the "no commission" stance to heart and axed trail and built-in commission in all its products - relying instead on performance fees to remunerate advisers. Justin Beeton ...