Search Results | Showing 11 - 20 of 53 results for "TMD" |
| | | ASIC is suing Australian Unity Funds Management for allegedly failing to ensure retail investors fit the suitable target market for its investment product, the Select Income Fund. ASIC is looking at the period between 5 October 2021 and 5 October 2023 ... |
| | | | ... to be made and repaid in either digital assets like bitcoin or national currencies, without a target market determination (TMD). The Federal Court, however, found that the product was a credit facility and therefore required a TMD, meaning each time ... |
| | | | ... market. Instead, we observed that some issuers merely sent existing consumers a notification if, for example, there was a new TMD, with the expectation that consumers would self-assess that they still fit the target market..." the report reads. Citing ... |
| | | | ... Residential Trust, which K2 Asset Management is a responsible entity for, due to issues with its target market determination (TMD). K2 subsequently issued a new TMD that addressed ASIC's concerns that included investor risk tolerance, investment ... |
| | | | ... likely to have resulted in, the distribution of one of its products being consistent with its target market determination (TMD). It marks the first finding by a court of a contravention of these provisions. Between October 2021 and September 2022, Firstmac ... |
| | | | ... provides higher revenue predictability, profitability, and lower volatility." According to the Target Market Determination (TMD), it invests only in "listed companies that own physical infrastructure (including concessions or long-term contracts to this ... |
| | | | ... to take "reasonable steps likely to result in distribution conduct being consistent with its target market determination (TMD)." The Australian Unity Select Income Fund is a contributory mortgage fund whereby clients select and invest in a suite of syndicate-funds ... |
| | | | ... over crypto assets to enable Trademax to adequately assess whether they were in the target market described in its crypto TMD; included warning messages which prompted clients to review their answers so as to allow them to submit alternative responses ... |
| | | | ... providers of contracts for difference (CFD), options and other high-risk products that flout their target market determinations (TMD), and design and distribution obligations (DDO). The newly published Report 770 Design and distribution obligations ... |
| | | | ... stop order on a residential property fund promoted by K2 Asset Management due to issues with its target market determination (TMD). K2 Asset Management cannot distribute the Storehouse Residential Trust or any information about it after ASIC determined ... |
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