Search Results | Showing 11 - 20 of 1604 results for "Investigation" |
| | | ... stated: "It was not sufficient...for the IDR delay notifications issued by TelstraSuper to merely state that "the investigation into the cause of your complaint is ongoing", or words to that effect. This statement is an incident of the circumstance that ... |
| | | | A new standard from the Financial Services Council aims to strengthen governance practices across superannuation platforms, including limiting unadvised members to simpler investments, enhancing due diligence of options, and greater oversight of advisers ... |
| | | | ... misconduct" in which he flogged the First Guardian Master Fund in return for conflicted remuneration. ASIC's investigation into Reilly, which remains ongoing, found he accepted $100,000 in conflicted remuneration while recommending clients invest ... |
| | | | The detriment of Shield and First Guardian Master Funds undermines trust in the superannuation system, ASIC commissioner Alan Kirkland warned, saying trustees must revise their processes to avoid exploitation by super switching schemes. Speaking at ... |
| | | | ... should have triggered closer scrutiny of these investments," ASIC deputy chair Sarah Court said. "Following ASIC's investigation, Macquarie paid members quickly, providing them certainty by returning them to the position they were in before their retirement ... |
| | | | ... assets of the scheme so that they may be recovered, to the extent available, for the benefit of investors while the investigation is continuing. |
| | | | ... this month after pleading guilty to charges of issuing unauthorised financial promotions. It followed a years-long investigation by the Financial Conduct Authority (FCA), which culminated in charges being laid in 2024. The seven were former The Only ... |
| | | | ... considered the "largest single batch" of complaints AFCA has ever managed. Around 900 matters are currently still under investigation. "We know that large-scale financial firm collapses can have a profound impact on people and their families. We're working ... |
| | | | In the six months from 1 July 2025 to 31 December 2025, the corporate watchdog received 9686 reports of misconduct (ROMs), raising 13,036 issues, new data from ASIC shows. ASIC said the increase in ROMs was driven largely by corporate governance concerns ... |
| | | | ... Court's process," said Singh in an update, noting FIMS as responsible entity has fully cooperated with ASIC's investigation to date. "The company will keep the market informed of progress of the proceedings in accordance with its disclosure requirements. ... |
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