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Showing 11 - 16 of 16 results for "Delia Rickard"

Burned investors drink bitter cup: ASIC

ALISON BEVEGE  |  FRIDAY, 20 MAY 2011
... in the financial system, advisers, the Government and regulators including ASIC itself, it said. ASIC spokeswoman Delia Rickard said financial advisers must properly respond to complaints especially when markets are turbulent. She said licensees needed ...

Half a billion up for grabs

RUTH LIEW  |  THURSDAY, 28 MAY 2009
... list with $266 million still in the Government's custody, followed closely by company shareholdings ($258 million). Delia Rickard, ASIC senior executive leader, consumers and retail investors, encouraged people to search for their unclaimed money, which ...

Westpac warned for misleading advertising

HAMISH MADDEN  |  FRIDAY, 7 JUL 2006
... available as part of a Westpac banking products package. ASIC's deputy executive director, consumer protection, Delia Rickard, said that where a headline claim is subject to exclusions or qualifications and those details are not included in the headline ...

Rickard appointed ASIC's ACT regional commissioner

... The chairman of the Australian Securities and Investments Commission (ASIC), Jeffrey Lucy on Monday announced Ms Delia Rickard has been appointed ASIC\'s regional commissioner for the Australian Capital Territory (ACT). Rickard joined ASIC in 1999 and ...

ASIC issues draft SRI guidelines

... them, it said. "The effect of the guidelines will be twofold," ASIC deputy executive director of consumer protection Delia Rickard said in a statement. "Firstly, industry players will have more certainty about their new disclosure obligations in the ...

Banking complaints low despite transactions increase: ASIC

... increase in the number of transactions covered by the codes, the overall incidence of complaints remained low," said Delia Rickard, ASIC's deputy executive director of consumer protection. "Complaints under the Banking Code of Conduct decreased from ...
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