Search Results | Showing 11 - 20 of 41 results for "Commodity futures" |
| | | ... settlement - which could come as soon as this week - would squash investigations by the US Justice Department, the Commodity Futures Trading Commission and the Securities and Exchange Commission into whether traders rigged markets. This would be a record ... |
| | | | ... make them a target for these kinds of scams. Criminal charges have also been filed in this matter and the US Commodity Futures Trading Commission has filed a civil action. The SEC wants return of ill-gotten gains to the misled investors with prejudgement ... |
| | | | ... Comptroller of the Currency, Federal Deposit Insurance Corporation, the Securities and Exchange Commission (SEC), Commodity Futures Trading Commission, Federal Insurance Office, Federal Housing Finance Agency, Financial Stability Oversight Council and ... |
| | | | ... June 8. The strategy uses trend-following systems with exposure to 230 of the most liquid global financial and commodity futures, currency forwards and (through an unlisted unit trust) other derivative contracts. The class A returned 2.04% in the year ... |
| | | | ... invest in assets other than securities and futures, with exposure to traditional commodities and non-financial commodity futures. The proposal notes that ETIs would also include pooled investment vehicles, debt issuers, or similar financial instruments ... |
| | | | ... doing commodity ETFs. The one exception it has made is in the US, where it has a commodities fund that uses commodity futures and so passes Vanguard's test. He clarifies that the decision to stay away is not driven by Vanguard's view on gold ... |
| | | | ... compliance date of 1 January 2021. The five agencies whose approval was needed include: Federal Reserve Board, the Commodity Futures Trading Commission, the Federal Deposit Insurance Corporation, the Office of the Comptroller of the Currency, and the ... |
| | | | ... gains of US $600,000 plus prejudgment interest and a civil penalty of US $100,000. Concurrent to SEC action, the Commodity Futures Trading Commission (CFTC) also entered a consent order against Rege, involving conduct similar to the SEC's orders. The ... |
| | | | ... Sachs will pay a $120 million penalty for attempting to rig global benchmarks for interest rate products. The US Commodity Futures Trading Commission found that, between January 2007 and March 2012, traders in New York - including the head of Goldman's ... |
| | | | ... rates, equities, FX and commodities. In addition to the ASIC & MAS reporting regimes, DTCC also supports the U.S. Commodity Futures Trading Commission (CFTC), Canadian reporting across provinces, the European Securities and Markets Authority (ESMA) and ... |
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