Search Results | Showing 241 - 250 of 936 results for "AFSL" |
| | | ... licence of Binance following concerns about the cryptocurrency exchange's operations in Australia. Effective April 6, the AFSL of Oztures Trading, which trades as Binance Australia Derivatives, was cancelled. From April 14, clients will not be able to ... |
| | | | As fund research plays a critical role in helping financial advisers make conflict-free product recommendations, what bearing do rating houses have in helping them meet their obligations? According to Main Street Financial Solutions principal and private ... |
| | | | ... which includes contentious provisions on pension payments and unrealised capital gains tax, has drawn criticism from a top AFSL. Under the existing Superannuation Industry Supervision (SIS) regulations, retirees must draw a minimum pension amount based ... |
| | | | ... programs that make the supervision, recording and assessment of PY requirements easier and more consistent. "When you're a small AFSL, supervising graduates often means you can't be as productive in your business. You also obviously have to pay them. ... |
| | | | ... was previously a representative of Smart Solutions Group, the director and responsible manager of which was banned and the AFSL cancelled in 2020 for similar issues. The banning order took effect from 15 March 2022. Allen sought a review of ASIC's ... |
| | | | Morningstar has launched six managed accounts products that aim to help financial advisers achieve their clients' investment objectives. The Medalist Core Portfolios use both active and passive investment strategies across managed funds and exchange-traded ... |
| | | | ... $64.15 million. Diverger said it's materially ahead of its run rate on the FY25 M&A target following the acquisitions of AFSL Compliance, Priority Networking, and 35% of McGregor Wealth Management in the period. This saw it acquire $4.1 million in revenue ... |
| | | | ... consumers and trying to convince them to switch their super fund, copping a $70,000 fine. National Advice Solutions' AFSL was cancelled in December and its two responsible managers, Gail Glasby and Paul Carcallas, were both banned by ASIC for 10 ... |
| | | | ... involvement in two companies - FP Investment Partners and Equilibrium FS - that were both closed down. Financial Circle's AFSL and credit licences were cancelled by in November 2018 after it was fined $9 million. The fine followed the firm being ... |
| | | | ... chief executive and managing director Arian Neiron said: "Our conclusion is that investors want to see finfluencers with an AFSL." "They [investors] want assurance that product recommendations are coming from experts that have genuine understanding of ... |
|