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Showing 2461 - 2470 of 3524 results for "compliance"

CBA apologies again, refutes reckless culture accusations

LAURA MILLAN  |  FRIDAY, 27 JUN 2014
... actions were facilitated by a reckless, sales-based culture and a negligent management, who ignored or disregarded non-compliance and unlawful activity as long as profits were being made," the Economics Committee chairman Senator Mark Bishop said as ...

Senate inquiry reccommends Royal Commission into CBA

LAURA MILLAN  |  THURSDAY, 26 JUN 2014
... pool of approved independent experts (retired experienced and hardened business people with extensive knowledge of compliance) from which to draw when concerns emerge about a poor compliance culture in a particular company." "The special expert would ...

Zenith launches range of retirement portfolios

MARK SMITH  |  WEDNESDAY, 25 JUN 2014
... Solutions provides advisers the ability to construct dedicated and personalised retirement portfolios within existing compliance and Professional Indemnity insurance frameworks," Zenith associate director and manager of Zenith's Retirement Portfolio ...

MDA provider makes debut on ASX

LAURA MILLAN  |  WEDNESDAY, 25 JUN 2014
... the board intends to pay an unfranked dividend of 0.8 cents per share per quarter for financial year 2015, subject to compliance with the Corporations Act. This would provide shareholders with a 4% yield on the offer price of $0.20 cents per share. The ...

Affinia hires regional business consultants

AAP  |  MONDAY, 23 JUN 2014
... boutique practices comprising 250 advisers. She also has experience with engaging with accountants and mortgage brokers, compliance, and designing tailored marketing solutions for advisers. Pegg has held a number of consultancy roles with several industry ...

SPAA voices concern over conflicted remuneration

LAURA MILLAN  |  THURSDAY, 19 JUN 2014
... The organisation is in favour of removing the opt-in arrangements. "It's our belief that these amendments will reduce compliance costs for financial advisers," Slattery said.

Equipsuper removes CFO role, adds key staff

LAURA MILLAN  |  THURSDAY, 12 JUN 2014
Equipsuper has removed the role of chief financial officer and brought all risk and compliance staff under the newly-created position of chief risk officer. As a consequence of the changes in the superannuation fund's leadership team, chief financial ...

EQT appoints Equipsuper CFO to head new division

LAURA MILLAN  |  THURSDAY, 12 JUN 2014
... services and will head a team of seven people based in Sydney and Melbourne. EQT's new division will be responsible for compliance and superannuation license requirements as well as driving business development in the trustee for partnership sector ...

EQT receives approval for ANZ Trustees acquisition

STAFF WRITER  |  FRIDAY, 6 JUN 2014
... July 4, 2014. Shortly after the announcement, EQT created the roles of head of cash and fixed income and head of risk compliance.

IOOF and SFGA union rattles top ranks

LAURA MILLAN  |  MONDAY, 2 JUN 2014
... an enforceable undertaking, it is large in funds under advice and it is well regarded for the quality of its advice, compliance and profitability." Looking at the main three dealer group acquisitions since January 2013 (Lachlan Partners, Centric Wealth ...