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Showing 221 - 230 of 9918 results for "Financial services"

ASIC allows more forms to be lodged via email

STAFF WRITER  |  THURSDAY, 4 DEC 2025
... appointment of scheme auditor FS08 Application for consent from ASIC to resign as an auditor of an Australian financial services licensee Two other documents - Form 201 - Application to register an Australian company and Form 484 - Change to company ...

Shield proposes to liquidate equities to pay investors

KARREN VERGARA  |  WEDNESDAY, 3 DEC 2025
... investors who were in the SMF - whether directly as unitholders or as indirect investors via membership of financial services offered by institutions such as Macquarie Investment Management, Equity Trustees Superannuation, The Trust Company (PTAL) or ...

ASIC strengthens codes of conduct guidance

KARREN VERGARA  |  WEDNESDAY, 3 DEC 2025
ASIC has refreshed its regulatory guidance on codes of conduct for the financial services sector, saying that they have an important role in how financial products and services are regulated. ASIC has updated Regulatory Guide 183 Codes of conduct for ...

ASIC suspends Newcastle advice firm's AFSL over missing key person

MATTHEW WAI  |  FRIDAY, 28 NOV 2025
... 19, which has operated for more than two years without a key person. FFA was established in 2003 and provides financial services around superannuation, life insurance, retirement planning, estate planning and wealth creation. The ownership of FFA's AFSL ...

Financially savvy Australians can add $1.2tn to wealth: Research

RIDDHIMA TALWANI  |  FRIDAY, 28 NOV 2025
... education into everyday services, providing accessible advice, and offering innovative guidance models, the financial services industry can help Australians make informed decisions about saving, investing and planning for the future." "Technology and ...

ASIC accuses ALAMMC Group directors of contempt

MATTHEW WAI  |  FRIDAY, 28 NOV 2025
... commenced an investigation into those entities after concerns were raised regarding McWilliams' provision of financial services and use of investor funds. The corporate regulator suspects that the funds may have been misappropriated, including for ...

DASH reshapes leadership team

ELIZABETH FRY  |  THURSDAY, 27 NOV 2025
... DASH's expanding advice, platform and technology operations. With more than two decades of experience in financial services, she brings deep capability in advice operations and remediation, along with a strong grounding in regulatory integration. ...

Super moves: ART, TCorp, Future Fund, QIC

ELIZABETH FRY  |  THURSDAY, 27 NOV 2025
... years, where his responsibilities included implementing derivative overlays. Before joining the $116 billion financial services partner to the NSW public sector, he took a 12-month gap year. Before working at the super fund, he spent seven years at London-based ...

Rainmaker's John Dyall to retire

STAFF WRITERS  |  THURSDAY, 27 NOV 2025
... seven years conducting asset class and manager research for major superannuation funds. He then joined AMP Financial Services as head of advice research, formerly AXA. For over 12 years, he led a team that supported more than 1000 financial advisers ...

Former Pendal insto lead quits Citi

ELIZABETH FRY  |  THURSDAY, 27 NOV 2025
... she served as head of financial institution sales and solutions. Ashton has over 25 years' experience in financial services, spanning banking and asset management. She joined Citi three years ago, returning after a 15-year break from the US banking ...