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Showing 221 - 230 of 6595 results for "Exchange"

ART extends exclusions in Socially Conscious option

ELIZA BAVIN  |  MONDAY, 12 MAY 2025
... there are some exceptions to the exclusions. "The exclusions do not apply to our investments in pooled vehicles (such as exchange traded funds, unit trusts and fund of funds), or derivatives, or other forms of investment which may expose our portfolio ...

ASX outlines opportunities in listed markets amid IPO slump

MATTHEW WAI  |  FRIDAY, 9 MAY 2025
... paper published by the Australian Securities and Investments Commission (ASIC) in February, the Australian Securities Exchange (ASX) has outlined several opportunities to spike "global competitiveness" of Australia's listed markets. ASIC's Australia's ...

Global X recruits key executives

ELIZABETH FRY  |  THURSDAY, 8 MAY 2025
... finance lead and will shortly hire a senior business development manager to boost growth efforts in Western Australia. The exchange-traded fund provider's operations lead, Steven Romei, has a strong track record in scaling operational frameworks ...

Mercer Super recruits whistleblower as risk chief

ELIZABETH FRY  |  THURSDAY, 8 MAY 2025
... Failure, which he penned as a young trader at NAB. During his time with the lender, he blew the whistle on a major foreign exchange trading scandal that saw four of his co-workers on the dealing desk go to prison. Motivated by this experience, he wrote ...

First Sentier Investors names chief financial officer

ELIZA BAVIN  |  TUESDAY, 6 MAY 2025
... following Suzanne Evans' departure earlier this year. The appointment comes just as the group prepares to launch its first exchange-traded fund (ETF) on the ASX in mid-May. The listing of the First Sentier Geared Australian Share Fund Complex ETF (ASX ...

ASIC cancels licence of Brite Advisors

ANDREW MCKEAN  |  MONDAY, 5 MAY 2025
... US, UK, and Hong Kong, all of which are now subject to regulatory action or insolvency. In the US, the Securities and Exchange Commission charged Brite Advisors USA with custody rule breaches and fiduciary failures for directing client assets into accounts ...

JP Morgan AM hires from Vanguard

ELIZABETH FRY  |  THURSDAY, 1 MAY 2025
JP Morgan Asset Management has appointed an exchange-traded fund specialist from Vanguard to bolster distribution in the rapidly growing market. Stefania Vivarini is credited with launching Vanguard's ETF-based separately managed accounts. Vivarini ...

AUSIEX to acquire FIIG Securities

ELIZA BAVIN  |  THURSDAY, 1 MAY 2025
... products and services to meet the wider needs of traders, advisers and investors. "With this move, AUSIEX expands beyond exchange traded instruments listed on ASX and CBOE, to now also include over the counter (OTC) domestic and international fixed income ...

ASX launches review into shareholder approvals

ELIZA BAVIN  |  MONDAY, 28 APR 2025
The Australian Securities Exchange (ASX) has launched a review into listing rules related to shareholder approval requirements, particularly when it comes to mergers and acquisitions. The ASX said due to "heightened investor interest" around the James ...

QTC names new chief executive

ELIZABETH FRY  |  THURSDAY, 24 APR 2025
... July. For her part, Buckley joined the manager of the state government's borrowings, cash investments, and foreign exchange in September 2023. Before that, she was a long-serving executive at Queensland Investment Corporation.