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Showing 211 - 220 of 6425 results for "Regulatory"

Openmarkets to merge, list on Nasdaq

ELIZA BAVIN  |  TUESDAY, 27 JAN 2026
... privately operating company to take it public. The transaction is expected to be completed in 2026 and is subject to regulatory and shareholder approvals and customary closing conditions. The terms of the transaction represent an estimated enterprise ...

Rodney Forrest handed prison sentence for $3m insider trading

ELIZA BAVIN  |  TUESDAY, 27 JAN 2026
Former investment manager Rodney Forrest has been sentenced to six years' imprisonment for insider trading and procuring others to trade in more than $3 million of Platinum Asset Management shares. In August 2024, Forrest secretly accessed the computer ...

EQT to acquire Coller Capital to form new secondaries platform

MATTHEW WAI  |  FRIDAY, 23 JAN 2026
... mid-single-digit accretive to EQT's fee-related earnings, and is subject to customary closing conditions, including regulatory approvals and certain Coller Capital fund investor consent approvals. It is expected to close in Q3 2026. If the transaction ...

bfinance names new managing director, insurance lead

ELIZA BAVIN  |  THURSDAY, 22 JAN 2026
... said the appointment will strengthen its ability to support insurers in navigating increasingly complex investment, regulatory and sustainability challenges, refining the firm's strategic offerings in the space and enhancing capabilities. Speaking on ...

Netwealth's APRA-mandated governance overhaul underway

RIDDHIMA TALWANI  |  THURSDAY, 22 JAN 2026
... importance of this work in enhancing industry standards and is well positioned to respond to an uplift in the practices and regulatory changes. It also said the First Guardian compensation payments remain on track to be in member accounts by 30 January ...

Insignia sees $1.5bn inflows, updates on CC Capital takeover

ANGELIQUE MINAS  |  THURSDAY, 22 JAN 2026
... proposed acquisition by CC Capital to a shareholder vote," it said. "CC Capital, which is responsible for lodging various regulatory applications including with APRA and FIRB, has been encouraged but its regulatory engagement process to date and anticipates ...

Super funds, instos shun ETFs, retail dominance prevails

KARREN VERGARA  |  THURSDAY, 22 JAN 2026
... funds are finding other, and often cheaper, ways to gain exposure to ETFs. Insurance companies are under capital and regulatory requirements to place the vast majority of their investments into fixed interest products to meet their liabilities, Tuckwell ...

ASIC seeks relief extension for securitisation entities

KARREN VERGARA  |  WEDNESDAY, 21 JAN 2026
... repealed or 'sunset' after 10 years unless ASIC acts to preserve them. Separately, a consultation to update Regulatory Guide 43 Financial reports and audit relief is under way. The update aims to simplify the guidance and reflect legislative ...

Improvised super tax poses unfair, inequitable outcomes: Industry

MATTHEW WAI  |  TUESDAY, 20 JAN 2026
... June 2026 or the asset's CGT cost base. This approach would remove the need for an election to be made - reducing the regulatory burden on all participants across the small superannuation fund sector, the SMSFA said. One of the other concerns is the ...

HUB24 advances HTFS Nominees takeover, FUA hits $152bn

KARREN VERGARA  |  TUESDAY, 20 JAN 2026
... intends to transition the role of the trustee for the HUB24 Super Fund into the HUB24 Group, subject to APRA and other regulatory approvals. "When HTFS Nominees, the current trustee and a subsidiary of EQT Holdings (EQT) was appointed, an agreement between ...