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Showing 181 - 190 of 431 results for "Helen"

Frydenberg boosts APRA funding

HARRISON WORLEY  |  MONDAY, 5 NOV 2018
... using its formal enforcement powers sparingly. During a Royal Commission hearing in August this year, APRA deputy chair Helen Rowell confirmed the prudential regulator had only once banned a person from being a responsible person in the last 10 years. ...

One-stop complaints shop opens

DARREN SNYDER  |  THURSDAY, 1 NOV 2018
... important role in the wake of the Royal Commission into the sector's misconduct. Australian Financial Complaints Authority chair Helen Coonan said the one-stop-shop for consumers and small businesses "will play an important role in restoring trust in ...

An insight into AFCA workload

DARREN SNYDER  |  TUESDAY, 30 OCT 2018
... received 655 complaints - representing an increase of 12.9% on the prior quarter and a 22% increase on Q3 2017. SCT chair Helen Davis said the tribunal resolved 512 complaints, which was a decrease on the prior quarter as a focus was placed on recruitment ...

Enforceable undertakings are effective: Research

KARREN VERGARA  |  FRIDAY, 26 OCT 2018
... and ASIC were slammed at the superannuation round of the Royal Commission for being toothless tigers. APRA deputy chair Helen Rowell said the prudential regulator banned one person (Trio Capital director David Millhouse) and disqualified 133 people for ...

SMSFs: Who, what, where, when and how

JAMIE WILLIAMSON  |  MONDAY, 15 OCT 2018
... maintain control of their client relationships. "We'll probably take 55,000 disputes in the first year but [AFCA chair] Helen Coonan wants to put us out of business. I'd be pretty confident that advisers share that objective," she said.

Education excellence recognised

JAMIE WILLIAMSON  |  THURSDAY, 11 OCT 2018
... significant achievements in furthering his education. He will receive a $10,000 scholarship from Kaplan. Encompass Wealth's Helen Russo, Main Street Financial Solutions' Michael Fox and Dean Loosmore of Lio Adviser Centre were also finalists in the a ...

Frydenberg slams financial sector greed

KARREN VERGARA  |  FRIDAY, 28 SEP 2018
... questioning their purpose in safeguarding retirement savings and the stability of the financial system. APRA deputy chair Helen Rowell confirmed the prudential regulator has banned just one person from being a responsible person - a director in the Trio ...

CommInsure, TAL engaged in troubling conduct: Royal Commission

KARREN VERGARA  |  MONDAY, 24 SEP 2018
... "troubling" evidence from various case studies. CommInsure and Colonial Mutual Life Assurance (CMLA) executive general manager Helen Troup accepted CBA misled the Financial Ombudsman Service (FOS) in the case of one claimant who suffered from a heart ...

AAT overrides adviser ban

KARREN VERGARA  |  FRIDAY, 21 SEP 2018
The Administrative Appeals Tribunal decided a former OnePath financial adviser who was permanently banned by ASIC did not engage in misleading or dishonest conduct. ASIC announced it permanently banned Robert Hutchison on 11 June 2017 for double charging ...

Legislation lifts ASIC recruitment limitation

KARREN VERGARA  |  WEDNESDAY, 19 SEP 2018
... said it welcomed in April 2016. Separately, Frydenberg announced this week a second deputy chair will join APRA incumbent Helen Rowell. John Lonsdale joins APRA as a full-time member and second deputy chair for the next five years, with a remit to strengthen ...