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Showing 171 - 180 of 409 results for "Investment adviser"

Crestone builds investment team

KANIKA SOOD  |  TUESDAY, 9 APR 2019
The private wealth firm with $17 billion in assets under management has hired from JANA and Morningstar as it builds out its investment team. Stan Shamu is joining Crestone Wealth Management as a senior portfolio strategist from JANA Investment Advisers ...

Investors stick with managed accounts despite volatility

HARRISON WORLEY  |  THURSDAY, 14 MAR 2019
... clearly had a good understanding of their investment strategy, and that they are working closely with their investment adviser to maintain their strategy to achieve their long term goals. "This speaks volumes for the "value added" service provided by ...

Advisers to return US$125m in fees

KANIKA SOOD  |  TUESDAY, 12 MAR 2019
Financial advisers in the US are set to return about US$125m million to retail customers after a regulatory clampdown on inadequate fee disclosures last year. The Securities and Exchange Commission charged 79 people, including well-known names such ...

Ponzi scheme fined $1.4bn

KANIKA SOOD  |  WEDNESDAY, 30 JAN 2019
... SEC's findings. However, it has permanently barred Shapiro's association with any "broker, dealer, investment adviser, municipal securities dealer, municipal advisor, transfer agent, or nationally recognized statistical rating organization, and ...

Pacific Current Group expands US investment

HARRISON WORLEY  |  THURSDAY, 24 JAN 2019
Pacific Current Group has invested in a US provider of financial adviser middle office services. Pacific Current Group (ASX:PAC) picked up a 10% stake in Independent Financial Partners, a "hybrid registered investment advisers platform" based in the ...

Former Liberal Party leader joins Islamic super fund

JAMIE WILLIAMSON  |  FRIDAY, 14 DEC 2018
... Equity Trustees as trustee; NAB Asset Servicing as custodian; Mercer as fund administrator; and bfinance as investment adviser. "Crescent Wealth is growing quickly and has a unique proposition in the Australian market. Our partnership provides a rich ...

Former Macquarie advisers banned

JAMIE WILLIAMSON  |  WEDNESDAY, 19 SEP 2018
... in the Adelaide office of Macquarie Equities, while Campbell was an authorised representative and executive investment adviser in the same office. Both held these roles from November 2007 to June 2017. The corporate regulator's new Financial Services ...

UK adviser competency to be re-evaluated

JAMIE WILLIAMSON  |  THURSDAY, 6 SEP 2018
... and competence. The FCA has partnered with the Chartered Insurance Institute to develop a 'Regulated Retail Investment Adviser Re-evaluation' test for financial advisers with a level 4 Diploma in Financial Planning. The objective of the re-evaluation ...

Catholic Super appoints CIO

KANIKA SOOD  |  TUESDAY, 3 JUL 2018
Catholic Super, a $9.3 billion industry superannuation fund, is welcoming its new chief investment officer. Anna Shelley was announced as Catholic Super's chief investment officer today. In her most recent role, Shelley was Perpetual Investments ...

ASX-listed multi-boutique names new CEO

ALEX BURKE  |  FRIDAY, 22 JUN 2018
An ASX-listed multi-boutique with $70 billion in assets under management worldwide has named its new chief executive. Paul Greenwood takes the reins at Pacific Current Group having previously been the group's chief investment officer and co-founder. ...