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Showing 1881 - 1890 of 4546 results for "October"

StatePlus awards custody mandate

KANIKA SOOD  |  WEDNESDAY, 30 MAY 2018
... chief operating officer but became StatePlus' acting chief executive before being announced as the chief executive in October 2016. The two fully integrated their teams into one last year. State Street declined to comment on the dollar value and ...

Former adviser faces fraud charges

HARRISON WORLEY  |  MONDAY, 28 MAY 2018
... retail clients in February 2016. Civil proceedings were commenced by the regulator against Jayaweera and Growth Plus in October 2016, after the ATO wound up the business over unpaid debts in March the same year. The proceedings sought to find Growth ...

ANZ dealer group chief departs

JAMIE WILLIAMSON  |  THURSDAY, 24 MAY 2018
... Brown will commence in the role in July 2018. Millennium3 and Financial Services Partners were offloaded by ANZ Wealth in October 2017 as part of a wider sale to IOOF.

ASIC wants industry views on short selling

DARREN SNYDER  |  TUESDAY, 15 MAY 2018
... integrity." Submissions can be made up to 20 June 2018, with a view to issuing a final consolidated instrument before 1 October 2018.

Spaceship beefs up senior management

KANIKA SOOD  |  MONDAY, 14 MAY 2018
... executive general manager Sarah Goodman as a board observer. She was appointed to chair the three-person advisory board in October. Goodman has 22 years of senior executive experience in strategic regulatory policy, governance and risk management. She ...

Contango LIC slashes cash allocation after acquisition

KANIKA SOOD  |  THURSDAY, 10 MAY 2018
... Contango AM's board offer to become the permanent chief executive in March, after acting as the chief executive since October 2017 when then managing director and chief investment officer George Boubouras stepped down. In its April 30 market update ...

Zenith hires former asset management chief

KARREN VERGARA  |  THURSDAY, 10 MAY 2018
... management across institutional and retail channels, including dealer groups, family offices, researchers and platforms. In October 2017, Concise Asset Management announced it wound up its Mid Cap Fund after about 10 years of operation. Prior to Concise ...

CBA cops $25 million for BBSW rigging

KANIKA SOOD  |  WEDNESDAY, 9 MAY 2018
... Bank has also come under fire for BBSW manipulation. It struck a confidential and in-principle agreement with ASIC in October last year.

QIC expands executive team, bolsters US footprint

KARREN VERGARA  |  TUESDAY, 8 MAY 2018
... representatives from QIC Global Real Estate, Global Infrastructure and Global Private Capital. Prior to joining QIC in October 2012, Delaney was a business director of client, product and marketing at AMP Capital for 14 years. Chief executive Damien ...

Industry wants one-stop-shop professional body: Poll

KARREN VERGARA  |  MONDAY, 7 MAY 2018
... its regulatory purpose when Financial Advisers Standards and Ethics Authority (FASEA) was introduced in April 2017. In October 2017, the AFA added to the constitution its plans to move toward becoming a "code monitoring scheme." Last month, more than ...