Search Results | Showing 161 - 170 of 9909 results for "Financial services" |
| | | ... financial sector, especially digital assets and fintech, due to rapid innovation by or for people unfamiliar with financial services. This increases potential for unlicensed advice to be provided, misleading conduct, and the exploitation of unclear regulatory ... |
| | | | ... after a successful appeal to the Administrative Review Tribunal. Milutin Petrovic was banned from providing financial services or performing any function within a financial services business for six years due to misconduct, including failing to uphold ... |
| | | | The Australian Financial Complaints Authority (AFCA) has determined inappropriate advice provided by Financial Services Group Australia (FSGA) led to one client's $200,000 financial loss. In December, AFCA said it received more than 1800 complainants ... |
| | | | ... 2029. Justice Bromwich said the sentence also considered a further offence that Forrest provided unlicensed financial services as an investment funds manager to two entities over a nine-month period. "This was serious and pernicious offending. Mr Forrest... ... |
| | | | ... has appointed a Perpetual investment professional as its new chief investment officer. Eddie Lee has quit the financial services giant and will join Allied Wealth at the beginning of February. Lee has over 12 years of experience in investment strategy ... |
| | | | Shadow Treasurer and Minister for Financial Services Pat Conaghan has resigned from the shadow ministry, effective immediately. Conaghan has been very outspoke on the collapse of Shield and First Guardian and a vocal critic of ASIC's handling of ... |
| | | | ... represented a key growth driver for the firm in recent years. Rastogi brings more than thirty years of experience in financial services, with almost twenty years in the specialist insurance investment field. His previous insurance investment leadership ... |
| | | | ... her successor. George will retire from executive roles on March 30, bringing to an end more than 30 years in financial services. George joined AMP in August 2021, tasked with cleaning up the wealth giant following the Royal Commission and subsequent ... |
| | | | The Australian Financial Complaints Authority (AFCA) has finalised its review of MWL Financial Services' lead decision, confirming the business, which is in liquidation, did not act in the complainant's best interest. In December, AFCA unveiled the ... |
| | | | ... participants, helping them succeed in a busy professional environment," Burgess said. Cutcher & Neale Accounting and Financial Services client adviser Roshan Roy was amongst the first to complete the new-look accreditation course in 2025. "Completing ... |
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