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Showing 151 - 160 of 252 results for "Shaw"

Asset owners throwing money away in hidden fees

MARK SMITH  |  THURSDAY, 29 JAN 2015
... realised savings that would otherwise have been paid to the sell side. The company's managing director for Australia, Ken Shaw, believes local institutions would especially benefit from this kind of cost pattern analysis. "The Financial System Inquiry ...

UBS makes three appointments to wholesale sales team

JAMES FERNYHOUGH  |  MONDAY, 10 NOV 2014
UBS has added three new members to its wholesale sales team, recruiting from Colonial First State, Perennial, and Shaw Stockbroking. From Colonial First State, Marcus Cleary will take on the role of national sales manager with responsibility for clients ...

Wilson HTM to split funds management, stockbroking arms

LAURA MILLAN  |  TUESDAY, 28 OCT 2014
... Wilson HTM's stockbroking arm from the funds management business comes after the company discontinued discussions with rival Shaw Stockbroking over a mercer last September. In August, Wilson HTM had told the ASX that it had plans to either sell or merge ...

Wilson HTM nixes Shaw deal

ALICE URIBE  |  MONDAY, 1 SEP 2014
Financial services company Wilson HTM Investment Group (Wilson HTM) will discontinue discussions with rival Shaw Stockbroking over a merger with its stockbroking arm. In a statement to the ASX, Wilson HTM said that: "Despite positive and cordial discussions ...

YBR adopts cloud-based planner software

STAFF WRITER  |  THURSDAY, 24 JUL 2014
... "allows us to easily extend our business management capabilities organically as we grow," YBR chief financial officer Richard Shaw said. "We now have a solution that has the capacity to adapt to our changing needs over the next ten plus years, not just ...

Blue Sky launches first listed investment company

MARK SMITH  |  WEDNESDAY, 7 MAY 2014
... every share acquired in the IPO. Ord Minnett Limited and Morgans Corporate Limited are joint lead managers of the offer, and Shaw Corporate Finance Limited has been appointed co-lead manager. A prospectus (Prospectus) in respect of the offer has been ...

Tarrant appeals AAT banning order

LAURA MILLAN  |  FRIDAY, 24 JAN 2014
Tarrants managing director Ross Tarrant has appealed the Administrative Appeals Tribunal (AAT) decision to ban him from providing financial services for seven years. Tarrant was sued by about 100 investors in the case of the Trio Capital fraud for ushering ...

Trio victims condemn Astarra director jail release

LAURA MILLAN  |  FRIDAY, 24 JAN 2014
The Victims of Financial Fraud (VOFF) have condemned the release of Astarra Asset Management former director Shawn Richard after two years and six months in prison. The organisation that represents the victims of the Trio Capital fraud have described ...

Capital adds portfolio manager to ETOP strategy

MARK SMITH  |  TUESDAY, 14 JAN 2014
... strategy since its inception, working closely with fellow portfolio managers Luis Freitas de Oliveira, Laurentius Harrer and Shaw Wagener. Holstein was previously managing director of global equities at General Motors Asset Management in New York. ETOP ...

Blue Sky targets mandate wins with $19m capital raise

MARK SMITH  |  THURSDAY, 5 DEC 2013
... share in the company for every four existing shares held at 7pm on Thursday 5 December 2013 at the same offer price of $1.50. Shaw Stockbroking and Morgans are acting as Joint Lead Managers to the capital raise. This is the second successful capital ...