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Showing 141 - 144 of 144 results for "Cairns"

Cairns dealer faces six dishonesty charges

A Cairns dealer has appeared in the Cairns Magistrates Court to answer six dishonesty charges from Australian Securities and Investments Commission (ASIC). The charges relate to her conduct when employed as a junior dealer in the Cairns office of ABN ...

Junior dealer permanently banned by ASIC

... investment adviser. Ms Phelps was engaged as a junior dealer by listed stockbroking firm ABN AMRO Morgans Ltd (AAM) in its Cairns office. Boxberg Holdings Pty Ltd, who employed Ms Phelps between October 1991 and September 2002, manages the Cairns office ...

Piet Walters appears on further ASIC charges

Piet Cornelius Walters has appeared before the Cairns Magistrates Court on a further 12 charges brought forward by the Australian Securities and Investments Commission (ASIC). The new charges allege that Mr Walters engaged in dishonest conduct in relation ...

Dutch adviser arrested on SMSF charge

... financial service". He appeared before the Hobart Magistrates Court the following day and was ordered to be extradited to Cairns. On April 19 and April 22, Walters appeared in the Cairns Magistrates Court and was formally charged with one count of engaging ...