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Showing 141 - 144 of 144 results for "AFS licence"

ASIC releases new licensing guide

... organisational competency obligations. "ASIC has issued this guide to ensure that applicants do not delay making their AFS licence application because they are concerned about the process of identifying their responsible officers," said Pauline Vamos ...

Funds split over need to apply for an AFS licence

Superannuation funds are apparently split on the issue of applying for an Australian Financial Services Licence (AFSL), according to a survey conducted by Towers Perrin of 17 of Australia's largest funds representing over $34 billion in assets and 450,000 ...

ASIC releases revised AFS licence conditions

... that set out the minimum training standards required for financial advisers. ASIC said the reissue of Pro Forma 209: AFS Licence Conditions, followed industry consultations and a review of the issues raised. ASIC said that people advising on financial ...

Financial services urged to obtain their AFS licenses soon

... Reform Act (FSRA). "If you want to operate beyond 10 March 2004, the message is clear. You need to apply for your AFS licence soon. We cannot give a general extension to the FSR transition period. We can only grant an extension in exceptional individual ...