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Showing 131 - 140 of 410 results for "Barclay"

APRA finalises senior executive lineup

JAMIE WILLIAMSON  |  WEDNESDAY, 28 JUN 2017
The Australian Prudential Regulation Authority completed its transition to a new organisational structure with the promotion of its chief risk officer and the creation of a position to oversee its risk and data analytics division. As of 1 July 2017 ...

Barclays refunds US$97m for overcharging clients

KARREN VERGARA  |  WEDNESDAY, 17 MAY 2017
Banking and financial services giant Barclays Capital has agreed to refund $97 million to clients for misrepresenting services and overcharging advisory and mutual fund fees. An investigation by the US Securities and Exchange Commission found Barclays ...

Bennelong's BennBridge opens its doors

JAMIE WILLIAMSON  |  WEDNESDAY, 17 MAY 2017
Bennelong Funds Management's named the leadership team heading up its recently launched London-based subsidiary. Established in November 2016, BennBridge is led by chief operating officer Greg Thomas who was formerly the managing director of Visium ...

CBA CFO to retire, successor named

JAMIE WILLIAMSON  |  FRIDAY, 24 MAR 2017
Commonwealth Bank group chief financial officer David Craig will step down from the role at the close of the financial year, with the bank naming his successor. In announcing Craig's retirement, CBA chief executive Ian Narev described him as a linchpin ...

Barclays fined following ASIC investigation

JAMIE WILLIAMSON  |  FRIDAY, 24 MAR 2017
ASIC accepted enforceable undertakings from three Barclays foreign financial service providers for failing to inform Australian clients they were exempt from holding an AFSL. The enforceable undertaking was accepted following concerns that the Barclays ...

NAB hires former NSW premier

KARREN VERGARA  |  TUESDAY, 28 FEB 2017
National Australia Bank appointed former New South Wales premier Mike Baird as its chief customer officer, corporate and institutional banking. Baird started his career in banking with NAB in 1989 and worked for Deutsche Bank and HSBC prior to entering ...

TCorp unveils new leadership team

JAMIE WILLIAMSON  |  TUESDAY, 14 FEB 2017
TCorp confirmed its new executive lineup, following news yesterday of Stewart Brentnall's appointment as chief investment officer. In addition to Brentnall, TCorp has also welcomed Paul Verschuer as its new general manager, financial markets; formerly ...

Former Fidelity chief joins boutique manager

DARREN SNYDER  |  MONDAY, 23 JAN 2017
Boutique fund manager Supervised Investments named its new chief executive this month, a former Fidelity Investments Australia chief executive and managing director. Joining in November 2016, Supervised Investments' new chief executive is Michael Ohlsson. ...

Bond funds complete circle for Legg Mason

DARREN SNYDER  |  MONDAY, 23 JAN 2017
Legg Mason Australia managing director Andy Sowerby says launching two bond funds in the second half of 2016 completed any previous gaps in fixed income offerings. Sowerby told a media briefing in Sydney that the investment market may not have entirely ...

Legg Mason launches new bond fund

JAMIE WILLIAMSON  |  TUESDAY, 10 JAN 2017
A new global bond fund for Australian investors will be launched by Legg Mason today. The Legg Mason Global Bond Fund, which is managed by Western Asset, offers investors exposure to an actively managed global bond fund, benchmarked to the Bloomberg ...