Search Results | Showing 111 - 120 of 3652 results for "Action" |
| | | ASIC warned it is taking tougher action on licensees as they fail to comply with the reportable situations regime two years on. Of the 16,836 reports ASIC received from financial services and credit licensees in the year to June 2023, 17% took over ... |
| | | | ... time to resolve, Cole emphasised that trustees possess ample data and information that could - and should - spur immediate action. "A process to learn more about what actions trustees have taken to address gaps in their approach will be launched soon," ... |
| | | | A new class action led by victims of Melissa Caddick alleges that auditors of their self-managed superannuation funds failed their jobs to detect fraudulent activities. Twenty-four victims, together with the help of Melbourne-based law firm Mackay Chapman ... |
| | | | ... there is no assurance that it will proceed in accordance with its terms or at all. Shareholders are urged not to take any action in response to the COG proposal," Diverger said. While COG made the proposal on October 13, Diverger did not announce it ... |
| | | | The success behind high-performing financial advice firms is largely driven by their ability to operate strategically with discipline and help advisers focus on servicing clients' needs, a new analysis shows. A study by Macquarie Business Banking and ... |
| | | | Piper Alderman is examining a second class action in relation to contracts for difference (CFD) products, this time against International Capital Markets Limited (IC Markets). The action is on behalf of retail investors who claim to have collectively ... |
| | | | ... aware the business and the adviser were being investigated by ASIC. At the time, ASIC said Diversa did not take adequate action and continued to allow him to recommend YourChoice Super, which continued the payment of fees from the super fund to Bhandari. ... |
| | | | ... financial year, the taskforce is pushing for the government to legislate super on parental leave as an immediate point of action. The superannuation gap between men and women sits at about 23% at retirement age. At 60-64 years old, the men have $181,000 ... |
| | | | Life insurers and superannuation funds continue to pin systemic issues on administrative and legacy systems that have drawn customer complaints and, in some cases, led to large compensation payouts, according to the Australian Financial Complaints Authority ... |
| | | | ... with PwC publishing a suite of documents that aim to address the firm's governance, culture, and accountability. The PwC Action Plan includes recommendations from independent reviewer Ziggy Switkowski. As part of the plan, PwC said it will apply corporate ... |
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