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Showing 111 - 112 of 112 results for "AFS Licensees"

AFS licensees given notice on MDA authorisations

... later than 10 December 2004. The Australian Securities and Investments Commission (ASIC) said all new and existing AFS licensees will be able to apply for the MDA licence authorisation from 30 September, and those that apply after 1 November risked not ...

AFS licensees pass ASIC's spot check

... licensee's AFS licence application were true and that the licensee's required procedures were operational. "Most of the AFS licensees visited by ASIC demonstrated that appropriate procedures are in place and working well in practice," ASIC deputy executive ...