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Showing 1281 - 1290 of 4464 results for "October"

Former investment adviser charged with $85m fraud

ELIZA BAVIN  |  MONDAY, 20 JUL 2020
... The SEC alleges that David Hu, the co-founder and chief investment officer of International Investment Group (IIG), from October 2013 orchestrated multiple frauds on IIG's investment advisory clients. According to the complaint, Hu grossly overvalued ...

ASIC appeal upheld

ALLY SELBY  |  MONDAY, 20 JUL 2020
... services in June 2017, however, the AAT set aside this decision in September 2018. ASIC subsequently filed an appeal in October 2019, with the hearing held in June this year. Hutchison was an authorised representative for RI Advice, a licensee formerly ...

360 Capital eyes LIC

KANIKA SOOD  |  FRIDAY, 17 JUL 2020
... management to appoint it as the responsible entity. The Australian Enhanced Income Fund (AYF) was listed on the ASX in October 2006 and invests in up to 35 ASX-listed debt equity hybrid securities. Melbourne-based Elstree Investment Management acts as ...

GMO acquires Japanese equity manager

ALLY SELBY  |  THURSDAY, 16 JUL 2020
... market where it sees "compelling opportunities". Meantime, QMA chief investment officer Roy Henriksson will join GMO in October in the newly created role of head of investment risk and trading. He will be responsible for providing risk oversight across ...

Research slams ADL definition

ELIZABETH MCARTHUR  |  MONDAY, 13 JUL 2020
... policies from IOOF and Asgard that excluded all unskilled workers from claiming under the standard TPD definitions. In October 2019, ASIC put out research estimating that three people a day are assessed under the ADL definition in Australia, with the ...

FASEA brings back remote tests

ELIZABETH MCARTHUR  |  FRIDAY, 10 JUL 2020
... "Advisers who have registered for a Melbourne physical location exam will have the option to sit the exam remotely or defer to October or a later sitting." At this stage Geelong, Ballarat, Traralgon and Albury/Wodonga physical exam locations will continue ...

Capital raising relief measures extended

ALLY SELBY  |  FRIDAY, 10 JUL 2020
... extension of the deadline for listed companies to lodge their audited accounts for the year ended 30 June 2020 until 31 October 2020. "It gives companies a further month to complete a capital raising, if they decide they need one, after publishing their ...

First State to dump $40m of thermal coal holdings

ALLY SELBY  |  THURSDAY, 9 JUL 2020
... announced it will divest $40 million of its equity portfolio, including its indexed exposures, from thermal coal miners from October and will reduce greenhouse gas emissions in its listed equities exposures by at least 30% by 2023. First State Super ...

NAB Private executive departs

KANIKA SOOD  |  WEDNESDAY, 8 JUL 2020
... FlexiGroup's outgoing chief financial officer Ross Aucutt, who will stay with the business in an advisory capacity until early October to support the transition to Murray. "I've been closely watching the transformation of flexigroup into one of the largest ...

QSuper culls comprehensive advice

KANIKA SOOD  |  FRIDAY, 3 JUL 2020
... paraplanning-related roles will be made redundant from the end of August 2020 and 32 other support roles will also be affected by October 2020. "Right now, our focus is on supporting affected staff and, as a first option, finding a new role for them ...