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Showing 1201 - 1210 of 4461 results for "October"

Morningstar ratings tally for global equities

KANIKA SOOD  |  FRIDAY, 25 SEP 2020
... analyst rating framework from last year. This round of reviews includes Morningstar changes to analyst rating framework from October last year, which put greater emphasis on people and processes and more explicit consideration for benchmark-relative ...

ASIC wealth director nabs promotion

ALLY SELBY  |  THURSDAY, 24 SEP 2020
... development of regulatory policy. Prior to this, she worked with ASIC for nearly eight years, from January 2001 until October 2009. During this time, she worked in a variety of roles, including as a senior lawyer and assistant director of major projects ...

J.P. Morgan set to cough up US$1bn

ALLY SELBY  |  THURSDAY, 24 SEP 2020
... case. Edmonds worked at the bank from 2004 to 2017 and was a trader and vice president on its precious metals desk. In October 2018, Edmonds pleaded guilty to charges of commodities fraud, wire fraud, price manipulation and spoofing. Trunz was also a ...

ASIC extends advice, capital raising provisions

ANNABELLE DICKSON  |  THURSDAY, 24 SEP 2020
... record of advice rather than a comprehensive statement of advice in this circumstance until 15 April 2021 rather than October 15. In addition, ASIC has extended its 'no-action' position to superannuation trustees to December 31 from September 24, allowing ...

Chief economist update: October rate cut?

BENJAMIN ONG  |  THURSDAY, 24 SEP 2020
... 22 virtual conference, predicting that the Australian central bank will cut interest rates when the board next meet on October 6. According to Bill: "In a speech yesterday the deputy governor of the Reserve Bank gave a fairly clear hint that the board ...

BNP Paribas AM CIO steps down

KARREN VERGARA  |  WEDNESDAY, 23 SEP 2020
... which includes accelerating the strategic expansion of BNP Paribas AM's Asia-Pacific business. Torres joined the firm in October 1997 as global head of FX marketing and sales, and worked across different divisions before she was promoted to Asia-Pacific ...

Index manager, friend charged for insider trading

KANIKA SOOD  |  TUESDAY, 22 SEP 2020
... to Yang's home address. The outcome was about US$900,000 of illegal profits. The transactions happened between June and October last year. The SEC identified Yang's employer as 'Company A' in a summary of allegations filed with a US court but said it ...

Ethical super fund overhauls fees

ELIZABETH MCARTHUR  |  TUESDAY, 22 SEP 2020
... socially aware people has overhauled its investment and administration fees. Cruelty Free Super will change its fees from 1 October 2020, in a move that the fund says should lower the cost over all for members. Investment fees will reduce from 1.25% ...

ASIC provides relief to Victorian advisers

ALLY SELBY  |  TUESDAY, 22 SEP 2020
... Act. For breaches of 962S for pre-FOFA clients, only those with a fee disclosure statement (FDS) due between August 2 and October 26 will apply for the no-action, or for an instance where the FDS has not been given to the client on, or prior to, October ...

Lonsec bolsters investment team

ALLY SELBY  |  TUESDAY, 22 SEP 2020
... Rahman who has joined as an associate investment analyst and Rish Chaudhuri who will commence as an investment analyst in October.