Search Results | Showing 101 - 110 of 128 results for "Greg Medcraft" |
| | ... the integrity of the financial requirements for AFS licensees that operate registered schemes," said ASIC Chairman Greg Medcraft. "The consequences of failing to meet licensee standards should be clear to all and will be strictly enforced." As the issue ... |
| | | Greg Medcraft told the Alternative Investment Association (AIMA) Australian Hedge Fund Forum in Sydney that greater regulatory focus on the hedge fund industry is a post-GFC fact of life, but that it is part of a new dialogue. The new ASIC chairman ... |
| | | ... Surveillance Program and enabled us to identify which organisations to monitor and what industry risks to prioritise," said Greg Medcraft, chairman, ASIC. ASIC said that disclosure alone will not always satisfy a licensee's obligations to manage conflicts ... |
| | | ... officers must ensure that any representations made by them to financiers, on behalf of companies, are accurate," said Greg Medcraft, chairman, ASIC. "To date ASIC has pursued a wide range of actions and remedies concerning Westpoint against gatekeepers ... |
| | | ... Goldenberg pleaded guilty to 39 counts of breaching his duties as a director of Mortimer Close. ASIC Chairman, Mr Greg Medcraft, said Goldenberg put his own interests ahead of the company and investors and in doing so, had breached a fundamental responsibility ... |
| | | ... reinforces the integrity of the financial requirements for AFS licensees that operate registered schemes,' ASIC Chairman Greg Medcraft said. 'Deferred tax assets are not readily realisable or available should a licensee fail.' ASIC imposes financial ... |
| | | ... and draft regulatory guide containing best practice guidance for the advertising of financial products and advice. Greg Medcraft, ASIC chairman, told media this morning that the industry needed to recognise consumers don't make decisions based on disclosure. ... |
| | | ... Forum next month. The keynote address will be given by Australian Securities and Investment Commission chairman Greg Medcraft, detailing forthcoming regulation and his vision for the hedge fund industry. Famous speakers include Judith Posnikoff, managing ... |
| | | ... that contracts-for-difference were high-risk products as it released new disclosure benchmarks for providers today. Greg Medcraft, ASIC chairman, told a press conference in Sydney that there was an issue with television ads that target the mass retail ... |
| | | ... therefore it's inappropriate for him to be involved in the financial services industry or act as director," said Greg Medcraft, ASIC chairman. Meanwhile in today's news reports, former investment manager director of Astarra, Shawn Richard, was found ... |
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