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Showing 101 - 110 of 224 results for "Financial Report"

ASIC suspends advice group AFSL

ELIZABETH MCARTHUR  |  THURSDAY, 2 MAY 2019
ASIC has suspended the Australian financial services licence of a Sydney-based financial advice group. Australasia Wealth Services and Management failed to obtain membership of the Australian Financial Complaints Authority (AFCA), therefore breaching ...

NSW adviser banned for 25 years

KANIKA SOOD  |  TUESDAY, 22 JAN 2019
... Anthony Connelly of McGrath Nicol as liquidator. The Court also found that: CFS Private Wealth failed to lodge its financial report with ASIC for 2016 and 2017, and was late in filing these reports for five other years; it contravened the Corporations ...

Advice firm hires for increasing regulatory environment

KANIKA SOOD  |  TUESDAY, 6 NOV 2018
A prominent financial advice and accounting firm is welcoming a director of financial reporting to assist in the management of an increasing regulatory environment. HLB Mann Judd has hired Michelle Warren in the newly created role. Warren will oversee ...

ASIC keeps watch on SMSF auditors

DARREN SNYDER  |  MONDAY, 29 OCT 2018
Updating its position on self-managed superannuation fund auditors, ASIC said more than 120 have come under the regulator's watch in the five years ending June 30. ASIC said it has deregistered, suspended or imposed conditions on 101 SMSF auditors for ...

FPA appoints new chair, director

KANIKA SOOD  |  FRIDAY, 12 OCT 2018
The Financial Planning Association has chosen a board member to chair its board. Marisa Broome will move into the role when current chair Neil Kendall's term concludes in November. She has worked in the financial services industry for over three decades ...

New accounting standards put pressure on life insurers

KARREN VERGARA  |  THURSDAY, 13 SEP 2018
Australian life insurers are unprepared for two new major accounting standards that will shake up the way profit is reported, a KPMG survey shows. The global survey of 160 life and health insurers, and reinsurers included Australian companies. It gauged ...

Blue Sky funds downgraded after profit revisions

ALEX BURKE  |  FRIDAY, 20 APR 2018
Two Blue Sky funds have been rated "unapproved" and "low investment grade" by SQM Research after the manager conceded it had fallen short of shareholder expectations. Blue Sky's Alternatives Access Fund was downgraded to 3.25 stars and recommended as ...

Blue Sky falls short of disclosure expectations

ALEX BURKE  |  MONDAY, 16 APR 2018
Following on from the opinion article by Glaucus Research, Blue Sky chair John Kain said the company has fallen short of shareholder and market expectations around transparency and disclosure. As a result of this, Kain said Blue Sky is now commissioning ...

Industry fund creates finance role

DARREN SNYDER  |  TUESDAY, 6 FEB 2018
A $9.2 billion industry superannuation fund aims to take its financial reporting to new highs following a senior appointment in its newly-created head of finance role. Joining Vision Super as head of finance is Bryan Collins. Most recently the senior ...

Prime accounts called into question by auditor

ALEX BURKE  |  TUESDAY, 3 OCT 2017
... executive directors. As a result of these issues, William Buck said it was unable to express an opinion on Prime's financial report. As above, Prime issued a directors' statement saying the group was disappointed in William Buck's findings, arguing that ...

Editor's Choice

Invesco launches new equity fund

ELIZA BAVIN
Invesco said the new fund will give Australian investors access to a systematic global equity strategy with a 20-year track record.

FCA pursues Neil Woodford again

KARREN VERGARA
The Financial Conduct Authority (FCA) is going after failed fund manager Neil Woodford again, this time for allegedly providing unauthorised investment advice via W4.0, his Dubai-based investment platform.

Former APRA deputy chair launches retirement solutions startup

KARREN VERGARA
A former APRA deputy chair has launched CipherIQ, a new venture that provides retirement solutions via account-based pensions in partnership with superannuation funds, financial advisers and retirees.

Global X launches space tech ETF

MATTHEW WAI
Global X has now launched the space tech ETF (ASX: MOON).

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