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Showing 101 - 110 of 122 results for "Financial Professionals"

CFAs told ASIC is for the consumer

DARREN SNYDER  |  WEDNESDAY, 14 OCT 2015
... financial advisers. He said ANZ's most recent Financial Literacy Survey "also points to an erosion of trust in financial professionals since 2011." "Both regulators and industry have a role to play in building trust and confidence. At the centre of what ...

SEC and FINRA issue robo warning

ALEX DUNNIN  |  TUESDAY, 12 MAY 2015
... as robo-advisors that select and manage investment portfolios. The SEC and FINRA said that while many financial professionals have used automated investment tools for decades to help customers build and manage their investment portfolios, a growing number ...

Australian advisers court Chinese investors

ALEX BURKE  |  MONDAY, 4 MAY 2015
... investors, institutions and regulators. The advisers, sourced from the Association of Independently Owned Financial Professionals, will educate Chinese investment and policy professionals on the particulars of the Australian market, including investment ...

CFA names new president and chief executive

MARK SMITH  |  FRIDAY, 23 JAN 2015
... Germany, and the second annual Putting Investors First Month in May - a global series of events to unite financial professionals throughout the world in a commitment to place investor interests above all others.

AdviserEdge kicks off with "live build"

ALICE URIBE  |  MONDAY, 18 AUG 2014
... rewrite his LinkedIn profile. The 2014 AdviserEdge conference (the third of its kind) has attracted over 400 financial professionals including planners and accountants. Gardner said that he has "rethought" the conference this year. "In light of all the ...

Another October to remember?

BENJAMIN ONG  |  TUESDAY, 22 JUL 2014
... have increased, they remain generally in line with historical norms." However, Bloomberg's latest poll of financial professionals found "three in five saying the market is on the verge of a bubble or already in one". Bloomberg published the report on ...

Research houses to blame for advice catastrophes: AIOFP

LAURA MILLAN  |  FRIDAY, 9 MAY 2014
The Association of Independently Owned Financial Professionals (AIOFP) said that research houses' conflicts of interest when rating products are one of the reasons behind the failure of some funds. In a submission to the Financial System Inquiry (FSI) ...

AIOFP members to undertake compliance review

LAURA MILLAN  |  TUESDAY, 12 NOV 2013
Members of the Association of Independently Owned Financial Professionals (AIOFP) will be undertaking compliance reviews under a new partnership with two service providers. Argyle and My Dealer Services will be providing the AFSL review service to over ...

Credit Suisse to launch small-cap business with First NZ Capital

MARK SMITH  |  THURSDAY, 25 JUL 2013
... First NZ Capital was named both M&A house of the year and share broker of the year by the Institute of Financial Professionals New Zealand (Infinz) last year. Current Credit Suisse head of domestic equities research sales will head the new business's ...

AIOFP to provide Instreet structured products

LAURA MILLAN  |  WEDNESDAY, 12 JUN 2013
The Association of Independently Owned Financial Professionals (AIOFP) has partnered with Instreet Investment to offer structured products to its members. The partnership is a response to the growing investor demand for tailored financial products that ...