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Showing 91 - 100 of 461 results for "Investment Services"

ASIC suspends online broker AFSL

KARREN VERGARA  |  TUESDAY, 15 JAN 2019
ASIC has suspended the AFSL of an online stockbroking firm until 10 January 2020. Halifax Investment Services had its licence suspended shortly after it went into voluntary administration. ASIC said the terms of the suspension will allow Halifax clients ...

Sydney fintech sells for $339m

DARREN SNYDER  |  THURSDAY, 13 DEC 2018
... software to improve its operational efficiencies. The not-for-profit organisation provides treasury and ethical investment services to the Uniting Church's synod in New South Wales and the ACT.

Former Cbus executive joins Tasplan board

DARREN SNYDER  |  WEDNESDAY, 14 NOV 2018
... of its investment team. Departing in 2017, her most recent role at the industry fund was group executive, investment services and solutions. Tasplan said Donohue was nominated to the board via the Local Government Association of Tasmania and her appointment ...

Former adviser jailed, ASIC posts FY18 stats

KARREN VERGARA  |  THURSDAY, 1 NOV 2018
A former Professional Investment Services financial adviser has been jailed for dishonesty following an ASIC investigation. The former PIS financial adviser and representative Satvir Singh Birk was sentenced to two-and-a-half years' imprisonment ...

CFSGAM Aussie equities executive on the move

HARRISON WORLEY  |  THURSDAY, 25 OCT 2018
... expertise in financial markets and portfolio management will allow him to play a vital role in representing our investment services to Australian investors." Capital Group confirmed Reynolds would report to the firm's head of investment specialists for ...

Temenos scores digital transformation mandate

KARREN VERGARA  |  TUESDAY, 16 OCT 2018
... software to improve its operational efficiencies. The not-for-profit organisation provides treasury and ethical investment services to the Uniting Church's synod in New South Wales and the ACT. UFS chief executive Warren Bird said: "At UFS we are ...

Natixis consolidates, appoints executives

KANIKA SOOD  |  MONDAY, 17 SEP 2018
... Beaumont will lead the new business's consulting and advisory. Oumar Diawara, the former head of the structured investment services platform at affiliate Seeyond will lead the new business' investment solutions and services. Franck Nicola, the former ...

Dealer groups lift due diligence post Dover

JAMIE WILLIAMSON  |  MONDAY, 17 SEP 2018
... business," he warns. Dover's abrupt shutdown has given rise to a new player in the licensee ranks. Rimbal Investment Services is now home to 41 former Dover advisers. First established in 2014, the ASIC FAR shows no advisers linked to the AFSL prior ...

Centrepoint Alliance bolsters distribution team

HARRISON WORLEY  |  THURSDAY, 26 JUL 2018
... Centrepoint flagging an increase in advice litigated claims was on the horizon for subsidiary Professional Investment Services (PIS), with the amount set to be $2 million more than anticipated.

Centrepoint bumps up advice litigation provision

KARREN VERGARA  |  MONDAY, 2 JUL 2018
... Alliance flagged an increase in advice litigated claims is on the horizon for its subsidiary Professional Investment Services (PIS), quantifying the amount to be $2 million more than anticipated. Following its reassessment of PIS' legacy claims ...