Search Results | Showing 91 - 100 of 118 results for "APL" |
| | | ... and it is unclear how this will be impacted, said Lucas. "In reality, if you sponsor a group and you're guaranteed to get an APL, that could be issue," said Lucas. The question is now whether a bank-owned practice which is supported by the bank will ... |
| | | | Dealer group ClearView has reported the acquisition of three new IFA practices in addition to seven new APLs in an update to the market. The three IFA practices that have joined ClearView are TSG Financial Solutions, East Coast Consultants and Knightcorp ... |
| | | | The Provident Capital Monthly Income Fund has been upgraded from 3.5 stars to 3.75 stars by specialist research house SQM Research following a recent review of the sector. "There are a number of key reasons for this upgrade - most notably the Fund's ... |
| | | | ... Wholesale platform, so there is a ton of interest in that so we will explore bringing that onto the approved product list (APL)." XPLAN will also continue being rolled out over next six months with Lane promising to maintain the open architecture platform ... |
| | | | ... two is the licensee and level three is the adviser," he said. "One of the lessons for financial planners is to ensure the APL process is robust." |
| | | | ... Japan," said Nick Bedding, chief executive, Shadforth, who said the dealer group does not have any direct Japanese funds on its APL. Bedding said that while these shocks to the system are negatives from an investor confidence perspective, there are market ... |
| | | | Researcher Morningstar Australasia has stolen the march on rival S&P when it secured a research agreement with Colonial First State, providing managed fund research and other services to planning groups with a combined $35 billion of funds under advice. ... |
| | | | ... clients according to an individual review schedule. "The bulk review feature means advisers can update clients as a result of APL changes and respond to 'sell orders' efficiently by producing review advice documents in bulk advising clients to switch ... |
| | | | ... company since 1999 and, as senior executive in research and product, was in charge of the group's Approved Products List (APL). Meanwhile, Anna Smith, previously general counsel and company secretary at van Eyk, joined Count as general counsel and senior ... |
| | | | ... Ombudsman Service (FOS) case hearing concluded that just because a product is within a planning group's approved products list (APL) doesn't mean they have fulfilled their fiduciary duty - prompting top researchers to talk about the role of research ... |
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