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Showing 91 - 100 of 117 results for "APL"

ClearView moves on IFA market

MELANIE TIMBRELL  |  MONDAY, 2 APR 2012
Dealer group ClearView has reported the acquisition of three new IFA practices in addition to seven new APLs in an update to the market. The three IFA practices that have joined ClearView are TSG Financial Solutions, East Coast Consultants and Knightcorp ...

Provident Capital Monthly Income Fund upgraded

RACHEL DAVIS  |  FRIDAY, 10 FEB 2012
The Provident Capital Monthly Income Fund has been upgraded from 3.5 stars to 3.75 stars by specialist research house SQM Research following a recent review of the sector. "There are a number of key reasons for this upgrade - most notably the Fund's ...

New Count chief talks products

ELISE BURGESS  |  MONDAY, 12 DEC 2011
... Wholesale platform, so there is a ton of interest in that so we will explore bringing that onto the approved product list (APL)." XPLAN will also continue being rolled out over next six months with Lane promising to maintain the open architecture platform ...

Planners prime legal targets for angry clients

ALISON BEVEGE  |  MONDAY, 18 APR 2011
... two is the licensee and level three is the adviser," he said. "One of the lessons for financial planners is to ensure the APL process is robust."

Dealer groups stay with Japan, eye opportunities

ELISE BURGESS  |  WEDNESDAY, 16 MAR 2011
... Japan," said Nick Bedding, chief executive, Shadforth, who said the dealer group does not have any direct Japanese funds on its APL. Bedding said that while these shocks to the system are negatives from an investor confidence perspective, there are market ...

Morningstar signs $35bn research deal with CFS

MICHELLE BALTAZAR  |  WEDNESDAY, 16 FEB 2011
Researcher Morningstar Australasia has stolen the march on rival S&P when it secured a research agreement with Colonial First State, providing managed fund research and other services to planning groups with a combined $35 billion of funds under advice. ...

AdviserNETgain rolls out bulk reviews

MEDIA RELEASE  |  WEDNESDAY, 17 NOV 2010
... clients according to an individual review schedule. "The bulk review feature means advisers can update clients as a result of APL changes and respond to 'sell orders' efficiently by producing review advice documents in bulk advising clients to switch ...

Griffith resigns from Count Financial

MICHELLE BALTAZAR  |  THURSDAY, 28 OCT 2010
... company since 1999 and, as senior executive in research and product, was in charge of the group's Approved Products List (APL). Meanwhile, Anna Smith, previously general counsel and company secretary at van Eyk, joined Count as general counsel and senior ...

Fiduciary duty goes beyond APLs

RUTH LIEW  |  TUESDAY, 31 AUG 2010
... Ombudsman Service (FOS) case hearing concluded that just because a product is within a planning group's approved products list (APL) doesn't mean they have fulfilled their fiduciary duty - prompting top researchers to talk about the role of research ...

Planners turn property experts

MICHAEL HOBBS  |  WEDNESDAY, 14 JUL 2010
... targeted the financial planning market with its research but found planners were bound by licensee approved product lists (APL). "We were butting our heads against the wall with financial planners because they couldn't use the research so we widened ...