Register to include qualifications, association membershipBY LAURA MILLAN | MONDAY, 1 DEC 2014 12:15PMThe government's public financial adviser register will include adviser's qualifications and professional association memberships by March 2015, Treasury has confirmed. Related News |
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It wasn't confidence that prompted Sarah Shaw to walk away from established investment houses and co-found 4D Infrastructure in 2015. It was something she believes is far more important: courage.
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Almost all of this adviser information is already disclosed in the Financial Services Guide which advisers have to give prospective clients within the first 60 seconds of meeting them. Another example of FOFA replicating existing regulations.