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Showing 1 - 2 of 2 results for "Gallop International"

Former BBY adviser cops 10-year ban

KARREN VERGARA  |  WEDNESDAY, 8 NOV 2017
... operating without an AFSL. The regulator obtained interim injunctions from the Federal Court to restrain Gallop International Group, Gallop Asset Management and Ming-Chien Wang from operating and to freeze accounts. ASIC believes the firms and Wang are ...

ASIC cancels AFSL, bans former executives and fund managers

JAMIE WILLIAMSON  |  TUESDAY, 30 MAY 2017
... foreign exchange brokerage service provider was cancelled by ASIC for non-compliance. The Australian arm of Gallop International was found to have repeatedly failed to comply with the conditions of its licence and its obligations under financial services ...
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