Newspaper icon
The latest issue of Financial Standard now available as an e-newspaper
READ NOW

Search Results

Showing 1 - 10 of 25 results for %22Trade Wind Financial Services%22

ASX calls time on mFund settlement service

ANDREW MCKEAN  |  TUESDAY, 28 NOV 2023
Following an assessment and feedback from a recent consultation, the ASX has opted to wind down the mFund settlement service, setting a tentative deadline of May 2026 for the removal of funds. ASX noted that, since mFund's launch, an evolving market ...

The unique experience of a single woman

CASSANDRA BALDINI  |  TUESDAY, 21 MAR 2023
... nosey family members asking after their private life, single women have plenty on their plates - and all with a serve of financial disadvantage on the side. Global statistics and studies point out that the number of uncoupled women who have never been ...

Former Courtenay House director pleads guilty

CASSANDRA BALDINI  |  WEDNESDAY, 9 NOV 2022
... "investment specials" to encourage trading. ASIC explained in December 2016 he invited clients to invest in a US Election Special Trade which offered a 15% return with 20% risk. Investors received weekly emails advising profit has been made, however ...

Another ban for Sirius Financial

CHLOE WALKER  |  THURSDAY, 3 NOV 2022
... obligations when it failed to address the conduct of Toyga Media (Toyga), an off-shore call centre it hired to source clients to trade in its high-risk contracts-for-difference and margin foreign exchange contracts. It also found that Toyga engaged in ...

OTC derivatives provider loses licence, executives banned

CASSANDRA BALDINI  |  THURSDAY, 14 JUL 2022
... Sirius Financial, trading as Trade360, engaged in an off-shore call centre, Toyga Media Ltd (Toyga), to source clients to trade in high-risk contracts-for-difference (CFDs) and margin foreign exchange contracts products issued by Sirius Financial. The ...

ASIC bans adviser, cancels AFSL

ANNABELLE DICKSON  |  THURSDAY, 22 JUL 2021
... group's AFS licence over misconduct. Adam Bevan was an authorised representative and sole director of Trade Wind Financial Services. ASIC banned Bevan after he failed to act in the best interests of three clients after he failed to make enquiries about ...

Super industry to branch out: Rice Warner

ELIZA BAVIN  |  WEDNESDAY, 23 DEC 2020
... funds." Despite the growth, the report suggests there will be a slow-down in the growth of SMSFs as more of those large funds wind-up as their members die.? "This segment will grow by only 1.5% a year which holds the total retirement growth to 3.4% - ...

Link takeover heats up

KARREN VERGARA  |  TUESDAY, 8 DEC 2020
... by a confidentiality agreement. Yesterday, Link said it will consider SS&C's proposal and obtain advice from its financial and legal advisers. "Shareholders do not need to take any action in relation to the SS&C Proposal. It should be noted that ...

ASIC terminates illegal investment scheme

ALLY SELBY  |  WEDNESDAY, 29 JUL 2020
... financial advisor before making investment decisions," ASIC deputy chair Daniel Crennan said. ASIC has also obtained an order to wind up related company MyWealth Protection, with Deloitte Financial Advisory appointed liquidators of the scheme and its ...

Self-isolation to accelerate secular trends

HARRISON WORLEY  |  THURSDAY, 2 APR 2020
... self-isolation. And while that might be sad for most of us, some stand to benefit incredibly from the new normal. Speaking with Financial Standard, Antipodes Partners chief investment officer Jacob Mitchell said the impact of COVID-19 on stocks would ...
PAGE:
1
PREVIOUS
NEXT