Search Results | Showing 1 - 10 of 50 results for %22Queensland Supreme Court%22 |
| | ... of justice. Ben Jayaweera was a financial adviser and director of now-defunct Growth Plus Financial Group, based in Queensland. In 2019 he was found guilty of six charges of dishonestly causing detriment to clients when, between 2013 and 2015, he advised ... |
| | | ... with Goldsky in 2018 and receivers were appointed to wind up the Goldsky companies. Then in 2019, the Queensland Supreme Court declared Goldsky had breached the Corporations Act by operating a financial services business without an Australian Financial ... |
| | | ... previously the director of Refocus Financial Group and Diverse Capital Management. In July 2018, the Supreme Court of Queensland made orders to wind up Refocus following an application by ASIC, restraining Gordon from carrying on a financial services ... |
| | | The Queensland Supreme Court has issued orders against a man who ran an unlicensed advice business and collected kickbacks on investment properties he recommended to his SMSF clients. Richard Gardner and Advanced Wealth Financial Services Pty Ltd (where ... |
| | | A former financial adviser will face ASIC in the Supreme Court of Queensland for operating an unlicensed advice business and receiving kickbacks from property developers for referring investors. The corporate regulator has commenced proceedings against ... |
| | | ASIC is taking a Queensland-based financial planner to the Supreme Court, after his licensee reported him to the corporate regulator. Brett Andrew Gordon operated a financial planning business, Refocus Financial Group on the Sunshine Coast. He held ... |
| | | ... capital gains tax and ensuring any consequences are sufficiently managed. Just last week a judge in the Queensland Supreme Court deemed an unsent text message containing a dead man's final wishes could be legally treated as a valid will. The man drafted ... |
| | | ... industry," ASIC commissioner John Price said. The corporate regulator was also recently successful in the Supreme Court of Queensland, with the court disqualifying four former executives and the fund managers of MFS Investment Management from managing ... |
| | | ... declarations of contraventions and financial penalties. Separately, an ASIC led investigation has led to the arrest of Queensland based financial adviser Dr Roger Gareth Munro following five counts of fraud under s408c of the Queensland Criminal Code. ... |
| | | ... representing about 12,000 domestic and offshore investors. Of that amount, $400 million was invested in LPF. The Queensland Supreme Court ordered Drake to surrender his passport in 2013 and froze his assets; ASIC at the time alleged that he "used his ... |
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