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Showing 1 - 10 of 15 results for %22Perth Magistrates Court%22

Investment fraud accomplice charged

CASSANDRA BALDINI  |  MONDAY, 22 MAY 2023
... Chris Marco has been charged with 34 counts of enabling or aiding fraud. Linda Marissen appeared in the Perth Magistrates Court after it was alleged that she helped Marco defraud more than $29.5 million from six investors. In July last year, Marco had ...

Former AMP adviser pleads guilty to dishonest conduct

KARREN VERGARA  |  MONDAY, 27 MAR 2023
... due to be sentenced. David Fong, who operated Fong Financial Planners, pleaded guilty on March 24 at the Perth Magistrates Court. Fong Financial Planners intentionally failed to disclose all relevant information relating to the personal circumstances ...

Former financial adviser pleads guilty

CASSANDRA BALDINI  |  TUESDAY, 20 SEP 2022
... financial adviser John Wertheimer pleaded guilty to charges surrounding unauthorised client transactions in Perth Magistrates Court. Wertheimer pleaded guilty to one charge of providing a financial service on behalf of a person who carries on a financial ...

Fraud charges laid over unlicensed scheme

CASSANDRA BALDINI  |  WEDNESDAY, 20 JUL 2022
... unlicensed investment scheme boss Chris Marco has been charged with 50 counts of fraud and is due to appear in Perth Magistrates Court on Friday. The charges follow ASIC's investigation which alleged that, between July 2013 and October 2018, Marco defrauded ...

Border rule-breaking former adviser banned

JAMIE WILLIAMSON  |  TUESDAY, 5 APR 2022
... benefit by fraud in contravention of the Criminal Code WA. Babbage was sentenced to 10 months jail by the Perth Magistrates Court. At the time, ASIC confirmed to Financial Standard that it was aware of Babbage's conduct and was considering the issues ...

Former WA adviser charged with dishonest conduct

CHLOE WALKER  |  TUESDAY, 23 NOV 2021
... the appeal process is stayed, pending the outcome of the criminal proceedings. Fong appeared before the Perth Magistrates Court last Friday and was granted conditional bail. ASIC says the matter is being prosecuted by the Commonwealth Director of Public ...

Capstone drops jailed adviser

KARREN VERGARA  |  FRIDAY, 15 OCT 2021
... arrests. "The woman is negative, one is negative of the men and the other test is inconclusive," he said. The Perth Magistrates Court sentenced Babbage and his companion to be jailed for 10 months.

Perth adviser to face court

KANIKA SOOD  |  THURSDAY, 5 SEP 2019
A Perth financial adviser allegedly stole nearly $1 million from clients and transferred it to his online gambling accounts, according to the Western Australian Police Force (WAPF). The 38-year old adviser, who was not named but identified as a Yanchep ...

Market Wrap AM

AAP  |  TUESDAY, 10 MAR 2015
... business survey for February. In equities news, the ASIC case against Hancock Prospecting to due to begin in Perth Magistrates Court. Meanwhile, Rio Tinto iron ore chief executive Andrew Harding and BHP Billiton iron ore president Jimmy Wilson are slated ...

Adviser forced to pay back $684,000

LAURA MILLAN  |  THURSDAY, 28 NOV 2013
... money and was also fined $5000. The Australian Securities and Investments Commission (ASIC) has also revealed that a former Perth-based financial adviser has been ordered to stand trial for more than $3.7 million in fraud and stealing offences. Todd ...
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