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Showing 1 - 10 of 11 results for %22Lucy Carr%22

Platform fees, poor resourcing a red flag for regulator

JAMIE WILLIAMSON  |  TUESDAY, 3 OCT 2023
... fees and under-investment in technology. In the letter, the Financial Conduct Authority's director of consumer investments Lucy Castledine outlined "key harms" to consumers the regulator has identified across platforms. First, she said fees and charges ...

VFMC names head of equities

JAMIE WILLIAMSON  |  TUESDAY, 2 AUG 2022
... promotion of Mark Aarons to head of investment risk and absolute returns. A new chief operating officer was named in June in Lucy Carr and Paul Shanley was appointed chief finance and risk officer. Meanwhile, Leanne Taylor joined in March as head of ...

VFMC appoints head of investment risk, absolute returns

CHLOE WALKER  |  WEDNESDAY, 13 JUL 2022
... year, including the appointment of Paul Shanley to chief finance and risk officer and Jesse Imer to portfolio manager. Lucy Carr was also promoted to the role of chief operating officer in mid-June. Elsewhere, just this month, VFMC commenced construction ...

VFMC names new executives

CASSANDRA BALDINI  |  THURSDAY, 16 JUN 2022
The Victorian Funds Management Corporation today announced the promotion of Lucy Carr, who will be its new chief operating officer and the appointment of chief finance and risk officer Paul Shanley. Carr has been VFMC's chief risk officer since ...

VFMC adds to board

ANNABELLE DICKSON  |  TUESDAY, 22 JUN 2021
... Victorian Managed Insurance Authority. Last year, VFMC appointed Sarah Dunn as head of client and market development, Lucy Carr as chief risk officer and Gary Gabriel as head of portfolio management. More recently, VFMC lost its senior analyst, fixed ...

VFMC confirms new chief risk officer

JAMIE WILLIAMSON  |  THURSDAY, 2 APR 2020
... in January. In a statement to Financial Standard, VFMC chief executive Lisa Gray confirmed acting chief risk officer Lucy Carr has been officially appointed to the role on a permanent basis. Carr took on the role on an interim basis before Hayes left ...

VFMC chief risk officer to depart

JAMIE WILLIAMSON  |  FRIDAY, 10 JAN 2020
... Management where she was director, head of risk and compliance for five years. While VFMC hunts for a permanent replacement, Lucy Carr will lead the risk function on an interim basis. Carr was most recently head of human resources at Vanguard Investments ...

GIO Insurance directors hit with heavy penalties

HAMISH MADDEN  |  THURSDAY, 3 AUG 2006
... in relation to further allegations of dishonesty and improper use of their positions which were later withdrawn. Jeffrey Lucy, chairman of ASIC, said the result should send a signal to all responsible officers that the courts would hold them to account ...

Slam the door on unlicensed advisers: ASIC

HAMISH MADDEN  |  THURSDAY, 25 MAY 2006
... you're going to get burnt. This is the message Australian Securities and Investments Commission (ASIC) chairman, Jeffrey Lucy, was trumpeting to consumers as part of national Financial Planning Week. Although it seems like a case of stating the obvious ...

ASIC comes down on financial services fraud

... funds from a Pegasus account, held with National Australia Bank, to three separate gaming accounts. ASIC Chairman, Jerffrey Lucy, has said the sentencing, which will see McKim ineligible for parole until 2010, is an example of the hard line the Courts ...
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