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Showing 1 - 10 of 21 results for %22John Doyle%22

Rest welcomes chief financial officer

CHLOE WALKER  |  TUESDAY, 5 DEC 2023
After five years of working closely with the super fund as a consultant, John O'Sullivan joins Rest as its new chief financial officer. O'Sullivan brings over 20 years of experience to the role, having served in various roles across banking ...

RI Advice slapped with $6m penalty

KARREN VERGARA  |  FRIDAY, 4 FEB 2022
... products. The Federal Court found that RI Advice failed to take the appropriate steps to ensure that former adviser John Doyle acted in clients' best interest, and instead reaped upfront and ongoing commissions from the financial products that were ...

RI Advice failed oversight obligations: Court

KARREN VERGARA  |  MONDAY, 2 AUG 2021
... detriment. The court said the licensee failed to take reasonable steps to ensure that its former financial adviser John Doyle provided appropriate advice to clients, acted in the clients' best interests and put the clients' interests ahead of ...

IOOF licensees to take remedial action

JAMIE WILLIAMSON  |  MONDAY, 26 APR 2021
... in the S.E.A.S. Sapfor Forests case. In February ASIC was ordered into mediation with RI Advice and former adviser John Doyle in a case it brought against the latte two over bad financial advice. In August 2020 ASIC launched action against RI Advice ...

ASIC can use RC evidence in RI Advice case

ELIZABETH MCARTHUR  |  WEDNESDAY, 9 SEP 2020
... its ongoing case against the dealer group. ASIC's case against RI Advice and one of its former financial advisers, John Doyle, is currently playing out in the Federal Court. The regulator has alleged Doyle failed to act in the best interests of clients ...

Wall Street rally runs out of steam

ALLY SELBY  |  WEDNESDAY, 8 APR 2020
... challenges the US faces economically are still ahead of us." Similarly, Fidelity International cross-asset specialist Anthony Doyle told Financial Standard volatility is here to stay. "Volatility is set to remain elevated for the next few months," he ...

RI Advice faces ASIC action

JAMIE WILLIAMSON  |  THURSDAY, 31 OCT 2019
... action today, the corporate regulator has alleged RI Advice failed to take reasonable steps to ensure former adviser John Doyle provided appropriate advice, acted in clients' best interests and put their interests ahead of his own. An authorised ...

Super fund renews admin contract

ELIZABETH MCARTHUR  |  WEDNESDAY, 21 AUG 2019
... includes agreed performance standards and a right to terminate the contract for any material breach. Link managing director John McMurtrie said: "We are very pleased to be continuing our long term strategic partnership with Rest." "Link Group looks forward ...

$50 billion super fund appoints new analyst

KANIKA SOOD  |  FRIDAY, 11 MAY 2018
... as a sales manager. Parr will report to managing partner David Smythe and work closely with current national sales manager John Nicoll and key account manager John Ryan. Earlier this year, Rest also had a change of guard at its top job, with AMP's Vicki ...

Adviser regulation lacking a professional body, RC hears

KARREN VERGARA  |  FRIDAY, 27 APR 2018
... advisers whose employment or authorised representative status were terminated for allegedly engaging in misconduct. John Doyle and Chris Harris are members of the AFA. Jennifer Coleman is a former member.
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