Search Results | Showing 1 - 10 of 63 results for %22Hong Kong Securities and Futures Commission%22 |
| | ... executive director of Harvard Law School's Program on International Financial Systems. He has also previously led the Hong Kong regulator, the Securities and Futures Commission. He has over 20 years of experience in leadership roles across financial ... |
| | | ... has about US$180 million in gross assets under management and advice, 25 staff and operations in both Singapore and Hong Kong, AVC said in March 11 company filings. Auctus has signed binding agreements to pay US$500,000 in cash to buy a 9.9% in Odyssey. ... |
| | | ... Participating members include the: Financial Conduct Authority of the UK, Ontario Securities Commission of Canada, Hong Kong Securities and Futures Commission, Monetary Authority of Singapore and Consumer Financial Protection Bureau of the US. GFIN also ... |
| | | ... asked why there are no non-executive members. This is in contrast to the FCA, the Securities and Futures Commission in Hong Kong, the ACCC, the UK's Competition and Markets Authority and the Reserve Bank, she added. "There are concerns that I have when ... |
| | | ... transaction, it said. Completion of the transaction is subject to approval from the Securities and Futures Commission of Hong Kong and internal restructuring by Ascalon. It is expected to be finalised in March 2019. |
| | | ... in the ESG space. Completion of the transaction is subject to approval from the Securities and Futures Commission of Hong Kong and internal restructuring by Ascalon. It is expected to be finalised in March 2019. |
| | | ... multi-asset investment management services in Australia. Blackwell Global Hong Kong attained a licence via the Hong Kong Securities and Futures Commission to issue asset management services relating to listed stocks, fixed income and mutual funds. In ... |
| | | ... was chair of the International Organisation of Pensions Supervisors technical committee, a member of the Hong Kong Securities and Futures Commission's product advisory committee and was an ASIC director from 1990 to 2002. During his time at ASIC, McShane ... |
| | | The Hong Kong branch of HSBC's private banking division was fined a record HK$400 million (AU$67 million) for material systemic failures in the lead up to the GFC. Hong Kong's Securities and Futures Appeals Tribunal upheld the Securities and Futures ... |
| | | ... financial systems. He was also executive director, intermediaries supervision and licensing division at the Hong Kong Securities and Futures Commission, and headed up Goldman Sachs' Asian hedge fund consultancy business. He has also held roles at Eurekahedge ... |
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