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Showing 1 - 10 of 50 results for %22Financial Services Providers Register%22

Inaugural CSLR levy slugs advisers $18.5m

KARREN VERGARA  |  TUESDAY, 19 MAR 2024
... advisers, they will have to fork out about $1200 each. "The CSLR is intended to promote trust and confidence in the financial services sector and in particular, financial advice. However, if advisers are driven out of business by rising costs, through ...

ASIC chases 757 adviser registrations

KARREN VERGARA  |  FRIDAY, 9 FEB 2024
ASIC has issued its final reminder to the 757 financial advisers who have yet to register with the corporate regulator. As of February 6, ASIC counted many relevant providers who have outstanding registrations. They have until February 16 to get cracking ...

ASIC updates qualified tax relevant provider definition

KARREN VERGARA  |  TUESDAY, 7 NOV 2023
Financial advisers who are both a relevant provider and a registered tax agent now satisfy the definition of a "qualified tax relevant provider" without having to undertake specific courses, according to ASIC. The corporate regulator said it made a ...

Adviser registration deadline extended again

KARREN VERGARA  |  WEDNESDAY, 20 SEP 2023
... distributions funded by capital raisings. Mandatory adviser registration was a recommendation that stemmed from the Financial Services Royal Commission.

APRA finalises operational risk prudential standard

ANDREW MCKEAN  |  TUESDAY, 18 JUL 2023
... will strengthen the management of operational risk across APRA's regulated population. "Disruptions to financial services can cause a major detrimental impact to the people who rely on them to pay bills, recover from financial loss or support themselves ...

Experience pathway consultation opens

KARREN VERGARA  |  TUESDAY, 18 APR 2023
The federal government today opened consultation to clarify the educational requirements for experienced financial advisers and new entrants. Treasury Laws Amendment (Measures for Consultation) Bill 2023: Financial Adviser Standards states that an adviser ...

NZ advisers begin new licensing regime

KARREN VERGARA  |  FRIDAY, 17 MAR 2023
... on the Financial Service Providers Register," he said. The new licensing requirements were mandated by the Financial Services Legislation Amendment Act (FSLAA), which took effect in 2019. The act also mandates advisers to adhere to the Code of Professional ...

Fintech predictions for 2023: Finura

CASSANDRA BALDINI  |  TUESDAY, 31 JAN 2023
Finura Group said it expects to see six key themes emerge this year for technology in the financial services industry. In its Wealth Tech Predictions 2023 report, the global technology consultant said wealth professionals are confronted with both headwinds ...

ASIC FAR to display adviser QTRP status

CHLOE WALKER  |  TUESDAY, 10 JAN 2023
... generally display that these financial advisers can provide tax (financial) advice services, it said. "Australian Financial Services (AFS) licensees who authorise financial advisers who are not taken to be QTRPs will need to update the FAR to record ...

RBA progresses digital currency project

CASSANDRA BALDINI  |  TUESDAY, 27 SEP 2022
... only to selected use case providers." Finder commented that in its submission to Parliament on Australia as a Tech & Financial Centre in June 2021 it encouraged the RBA to introduce a transparent, Australian-based stablecoin. Finder's co-founder ...
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