Newspaper icon
The latest issue of Financial Standard now available as an e-newspaper
READ NOW

Search Results

Showing 1 - 10 of 47 results for %22Cancelling SG%22

FSCP serves up registration prohibition order

KARREN VERGARA  |  MONDAY, 11 DEC 2023
... Looking closer at the prohibition, Capital Advisory director and financial planner Michael Miller said that mechanics of cancelling registration and then prohibiting registration for a certain period were "interesting, simply because it walks and quacks ...

Perth Mint enters voluntary enforceable undertaking

CASSANDRA BALDINI  |  THURSDAY, 23 NOV 2023
... or risk further enforcement action. It said further action could include seeking court orders to enforce the EU or cancelling it and taking other action, including commencing civil penalty proceedings in the Federal Court. AUSTRAC believes the EU will ...

Government must revise infra pipeline: Chalmers

CASSANDRA BALDINI  |  MONDAY, 6 NOV 2023
... issued by the International Monetary Fund (IMF) last week, saying the idea that governments should consider delaying or cancelling infrastructure spending as a measure to ease economic pressures was an important point. "I do think we're going to ...

Collapsed trading house hit with charges

CHLOE WALKER  |  MONDAY, 5 JUN 2023
... not exist or were grossly inaccurate. ASIC first banned D'Amore from providing financial services in 2018, as well as cancelling Berndale's AFSL. A year later, the corporate regulator had Bernadale and its two associated companies, Berndale Capital Securities ...

Income Asset Management buys credit fund

CHLOE WALKER  |  THURSDAY, 25 MAY 2023
... business. "We have exited the 25% investment in an external fund manager, significantly reduced future dilution by cancelling the issued performance rights, for a consideration that reasonably compensates the group for the time and energy put into that ...

AFCA outlines systemic issues in wealth management

ANDREW MCKEAN  |  TUESDAY, 23 MAY 2023
... to continue their coverage. "This was in breach of its obligation to provide an opt-in opportunity to members before cancelling default insurance cover," AFCA said. However, after conducting an internal review, the firm identified only a small number ...

ASIC response to Freedom Insurance saga continues

JAMIE WILLIAMSON  |  WEDNESDAY, 17 AUG 2022
... Commission heard how Freedom sold life insurance to an intellectually disabled man in 2016. The insurer then delayed cancelling the policy despite numerous requests from family members, took almost two years to respond to additional requests from the ...

Advisers receive guidance on rights under FSCP

JAMIE WILLIAMSON  |  THURSDAY, 4 AUG 2022
... directed the adviser to undertake further training, supervision, counselling, reporting, or where an order suspending or cancelling their registration has been made. "ASIC will determine whether to convene another sitting panel to consider your application. ...

Advised clients' major concerns in 2022

KARREN VERGARA  |  FRIDAY, 28 JAN 2022
... typically help clients find the right cover within their budget, but now, clients are insisting on reducing their cover or cancelling it all together," he said. Additionally, with so many people coming down with the coronavirus - this has compounded ...

ASIC prepares licensees for reference checks

KARREN VERGARA  |  WEDNESDAY, 21 JUL 2021
... can also take administrative action if parties do not comply with the new protocol, which could include suspending or cancelling a licence or imposing licence conditions. The new rules are covered by the Financial Sector Reform (Hayne Royal Commission ...
PAGE:
1
PREVIOUS
NEXT