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Showing 1 - 10 of 17 results for %22Brisbane Magistrates Court%22

ASIC charges former investment company executives

ANDREW MCKEAN  |  MONDAY, 6 MAR 2023
... after ASIC's investigation. Elderfield's prosecution is scheduled for further mention in the Brisbane Magistrates Court on June 16. McAuliffe's prosecution will have a further mention on March 17, as ordered by the court.

Unlicensed forex trader extradited from Poland

CHLOE WALKER  |  FRIDAY, 19 AUG 2022
Unlicensed foreign exchange trader Daniel Farook Ali has faced the Brisbane Magistrates Court charged with eight counts of fraud, after being extradited from Poland and arrested following an ASIC investigation. The corporate regulator alleges that between ...

Dealer group faces anti-hawking charges

JAMIE WILLIAMSON  |  TUESDAY, 22 MAR 2022
A Brisbane-based financial advice business has been charged with anti-hawking offences after cold calling consumers and pushing them to roll over their super into a new product. National Advice Solutions appeared in Southport Magistrates Court in Queensland ...

Criminal charges in property investor collapse

ELIZABETH MCARTHUR  |  MONDAY, 13 SEP 2021
... week, Richard Marlborough, Colin MacVicar, David Domingo, Liam Young and John Ramsden appeared in the Brisbane Magistrates Court charged with criminal offences relating to the collapse of the Members Alliance and Benchmark group of companies in 2016 ...

Former adviser hit with criminal charges

KARREN VERGARA  |  MONDAY, 30 AUG 2021
... charged with breaching a financial services banning order on three occasions after appearing at the Brisbane Magistrates Court on August 27. ASIC banned Toledo from providing financial services for seven years in 2017 after he failed to act in the best ...

Fund manager hit with serious charges

KARREN VERGARA  |  FRIDAY, 21 MAY 2021
... slashes the managed funds application process to five minutes, FUND.ID Grofski appeared before the Brisbane Magistrates Court. She was released on bail and the matter adjourned to 16 July 2021.

Former adviser charged with fraud

KERRIE SYDEE  |  TUESDAY, 5 JUL 2016
... detriment to numerous clients." In 1999 Birk was made partner of Sa & Birk Accountants and later the Carter Group, located in Brisbane and the Gold Coast. In 2007, Birk was an authorised representative for Professional Investment Services in Bundall ...

Former Equititrust CEO appeal refused

KERRIE SYDEE  |  TUESDAY, 7 JUN 2016
... development and taking mortgages over the property. In 2014, McIvor was convicted and fined $10,000 in the Brisbane Magistrates Court on six charges of failing to provide a Report to Affairs and to deliver books and records to the liquidators of Chevron ...

ASIC makes two permanent bans

KERRIE SYDEE  |  FRIDAY, 13 MAY 2016
... permanently banned, he chose not to make any submissions. The permanent ban follows Sherwin's appearance in Brisbane Magistrates Court, charged with 33 counts of dishonesty causing detriment totalling nearly $10 million between May 2009 and December ...

Sherwin principal faces court for SMSF fraud

LAURA MILLAN  |  THURSDAY, 25 JUN 2015
... banned from financial services for two years in September 2013. The business director appeared in the Brisbane Magistrates Court charged with 33 counts of dishonestly after causing detriment of nearly $10 million between May 2009 and December 2012 to ...
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