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Showing 1 - 10 of 42 results for %22Bell Potter Capital%22

Bell FG announces leadership shakeup

CHLOE WALKER  |  FRIDAY, 27 OCT 2023
... appointments include Bell Potter Securities chair James Unger, and directors Rowan Fell and Lee Muco. For Bell Potter Capital, Davenport is the new chair while Muco and Dean Surkitt are directors. Muco now serves as the chief executive of Third Party ...

AUSTRAC drops action after Bell FG audit

CASSANDRA BALDINI  |  FRIDAY, 30 JUN 2023
... financial crime law compliance. Last February, AUSTRAC ordered an external auditor assess Bell Potter Securities, Bell Potter Capital and Third Party Platform regarding the entities' compliance with anti-money laundering laws. At the time, the auditor ...

Banned adviser told to stay put

CHLOE WALKER  |  FRIDAY, 16 JUN 2023
... investigate his conduct. Prior to Shaw and Partners, Ridgway spent close to 12 years as a senior client adviser at Bell Potter Securities.

Former Shaw and Partners adviser banned

JAMIE WILLIAMSON  |  THURSDAY, 13 APR 2023
... In all, he had been an adviser for about 20 years. Prior to joining Shaw and Partners in October 2013, he was with Bell Potter Securities for close to 12 years. Ridgway can challenge the ban via the Administrative Appeals Tribunal.

GSFM names key account manager

CASSANDRA BALDINI  |  MONDAY, 12 SEP 2022
... that, he was an institutional account manager at Ellerston Capital and has also worked in private client roles at Bell Potter Securities, and Patersons Securities. His career began at Morgan Stanley where he was an institutional equities trader. GSFM ...

BetaShares grows team amid increased demand

JAMIE WILLIAMSON  |  THURSDAY, 14 JUL 2022
... responsibilities" within the business. O'Connor joined BetaShares in 2016 and was previously an associate adviser at Bell Potter Securities, while Pattison was previously director of sales at Legg Mason and held roles with Challenger and Macquarie. ...

Kate Howitt to leave Fidelity

CASSANDRA BALDINI  |  FRIDAY, 3 JUN 2022
... similar role at Three Pillars Portfolio Managers, Sydney, and has experience as an equity analyst for DVA Capital and Bell Potter Securities. Casey spent the first decade of his career in the Australian stock market and brings his current expertise of ...

Bell Financial Group in AUSTRAC probe

JAMIE WILLIAMSON  |  THURSDAY, 17 FEB 2022
... financial crime laws. AUSTRAC has ordered that an external auditor be appointed to Bell Potter Securities, Bell Potter Capital and Third Party Platform to assess the three entities' compliance with anti-money laundering laws. AUSTRAC said compliance ...

LIC appoints former Wallaby as director

KARREN VERGARA  |  WEDNESDAY, 8 DEC 2021
... 14 years at Citigroup, which included leading the corporate equity broking division in Australia. He also worked at Bell Potter Securities as managing director of corporate broking for seven years. In 2017, ASIC banned Poidevin for five years for partaking ...

New chief technology officer for Bell Financial Group

CHLOE WALKER  |  MONDAY, 29 NOV 2021
... strategically aligning technology across the group, which includes Bell Potter, Bell Commodities, Bell FX, Bell Potter Capital, Bell Direct, Desktop Broker and Bell Potter Online. Tillig has over 20 years of IT experience across a variety of industries ...
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