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Showing 1 - 10 of 220 results for "Deputy Chairman"

AMP reports $252m loss

KARREN VERGARA  |  THURSDAY, 10 FEB 2022
... of the multi-asset group investment team into Australian wealth management, and the appointment of chairman and deputy chairman designates to establish an independent board. We have also entered into a binding agreement for the sale of the infrastructure ...

Magellan changes board responsibilities

KANIKA SOOD  |  WEDNESDAY, 5 JUN 2019
... extensive experience both in an executive capacity and as a chairman of public companies. Hamish's promotion to deputy chairman will strengthen the governance framework of Magellan." Douglass said Fraser was a natural choice to act as the non-executive ...

APRA not clear how to police BEAR breaches

KANIKA SOOD  |  FRIDAY, 30 NOV 2018
... was committed to fleshing out an enforcement strategy for BEAR, Byres said he told its newly-appointed second deputy chairman John Lonsdale on his first day at the job that a review of the regulator's BEAR strategy was to be his number one priority. ...

APRA tells super funds to improve conflict of interest management

HARRISON WORLEY  |  WEDNESDAY, 30 MAY 2018
... licensees consider and document how the use of related parties is in the best of interests of super fund members. APRA deputy chairman Helen Rowell highlighted the importance of service provider relationship oversights given the prevalence of outsourcing ...

APRA urges super funds to examine board skills

HARRISON WORLEY  |  FRIDAY, 18 MAY 2018
... standards set by the regulator, by ignoring previous terms served on the board when renewing a director's tenure. APRA deputy chairman Helen Rowell said funds needed to do more than meet the minimum requirements of APRA's prudential framework in order ...

ASIC remains firm on IFA definitions

DARREN SNYDER  |  TUESDAY, 14 NOV 2017
... period for providers who were using the terms. The regulator reminded this period ends on 31 December 2017. ASIC deputy chairman Peter Kell said the law enforcement agency wants "to ensure that those providing financial services to consumers are accurately ...

Superannuation investment guru joins La Trobe board

DARREN SNYDER  |  WEDNESDAY, 1 NOV 2017
... experience he brings," O'Neill said. The current La Trobe Financial board members are chairman David Bird (lawyer), deputy chairman John Marriott (banker), Hung Fei Chan (Hong Kong based businessman), Gerard Parlevliet and Greg O'Neill.

Melbourne advice firm cops historic $1 million fine

JAMIE WILLIAMSON  |  MONDAY, 30 OCT 2017
... for sales of personal risk insurance products and superannuation rollovers, representing a clear incentive. ASIC deputy chairman Peter Kell said: "This outcome makes clear to the industry the serious consequences of financial services licensees failing ...

Former Financial Wisdom adviser banned

EMMA RAPAPORT  |  FRIDAY, 29 SEP 2017
... cross-endorsed authorised representative of Commonwealth Financial Planning and Dover Financial Advisers. ASIC deputy chairman Peter Kell said the regulator will continue to take action and remove advisers who engage in serious misconduct and breach ...

Former AMP adviser banned for $2.5m fraud

JAMIE WILLIAMSON  |  MONDAY, 21 AUG 2017
... Court of Tasmania described Noonan's crimes as "egregious violations of his fiduciary duty to his clients." ASIC deputy chairman Peter Kell said: "ASIC will act to remove people from the credit and financial services industry who act dishonestly and ...
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